Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Xiaosui LiuOptions Best FinancialGPS Capital Management, LLC03-29-2019
Daniel James O'Sullivan Jr.Global Retirement Partners LLCIndependent Financial Partners03-29-2019
Semen SolganLPL Financial LLCCUSO Financial Services, L.P.03-29-2019
Brian Stephen SchiazzanoRoyal Alliance Associates, Inc.Mariner Wealth Advisors$15003-28-2019
Scott Kilbourne WaddellMadison Avenue Securities, LLCGunderson Capital Management$5003-28-2019
Suresh DonthineniOlympia Wealth ManagementCetera Financial Specialists LLC03-28-2019
Thomas Joseph ManettaPerigon Wealth Management, LLCAnthem Wealth Partners, Inc.03-28-2019
Scott A. NewhouseForthright Finances LLCWestern International Securities, Inc.03-27-2019
Adam J. NashNash Financial Services, LLCPruco Securities, LLC.03-27-2019
Thomas Scott BrennerDLK Investment ManagementNautilus Advisors LLC03-26-2019
Briand KitchensLPL Financial LLCCUSO Financial Services, L.P.03-26-2019
Mark Bessone BurnsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Francis Neal Lizotte IIILPL Financial LLCBancWest Investment Services, Inc.03-25-2019
Maggie Xie LauerIndependent Financial Group, LLCCabot Lodge Securities LLC03-25-2019
Drew Richard DuseboutWells Fargo Clearing Services, LLCMorgan Stanley$25603-22-2019
Ricci Joseph MancinelliWells Fargo Clearing Services, LLCMorgan Stanley$5003-22-2019
Brett Gaylen GrimesWells Fargo Clearing Services, LLCMorgan Stanley$3303-22-2019
Jesse WatersVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Ronald Lee JohnsonPruco Securities, LLC.First Command Financial Planning, Inc.$15003-21-2019
Christopher Thomas MillerEmerson Equity LLCSandlapper Securities, LLC03-20-2019
Henry Luong HoangBright Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC03-20-2019
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Eric Martin CoresselMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.03-19-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
Jeffry Benjamin VargasBoston Investment Management L.L.C.Stonecrest Capital Markets, Inc.03-18-2019
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Showing 226 to 250 of 1,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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