Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arcadia Berjonneau KeaneMutual Securities, Inc.First Allied Securities, Inc.05-03-2019
Matthew Edward RobersonArete Wealth Management, LLCLincoln Financial Advisors Corporation$2505-03-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Jasmine Janson CoronaFarmers Financial Solutions, LLCFarmers Financial Solutions, LLC05-03-2019
Michael BergerOptas, LLCWells Fargo Clearing Services, LLC05-03-2019
Hans Christian JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Lane Robert GoldsteinMorgan StanleyUBS Financial Services Inc.05-03-2019
Peter Andrew RosaMorgan StanleyUBS Financial Services Inc.05-03-2019
Anthony Loyola MastersonJ.P. Morgan Securities LLCFinancial Engines Advisors L.L.C.$10005-02-2019
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
Patrick Michael JarinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2019
Daniel Joseph SolomonJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC05-02-2019
Feroz SubedarCharles Schwab & Co., Inc.Ummah Investments LLC05-02-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Sepehr Mehrad HosseiniMadison Avenue Securities, LLCWoodbury Financial Services, Inc.$1005-02-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Sharon Kaye JansmaPrincipal Securities, Inc.Farmers Financial Solutions, LLC05-02-2019
Victoria Louise BreenIntegrity Wealth Advisors, Inc.Securities America, Inc.05-02-2019
Gabriella M. De MurgaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnionBanc Investment Services, LLC05-02-2019
Chelsea Victoria SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-02-2019
Jonathan Adam StoftCUSO Financial Services, L.P.Johanson Financial Advisors, Inc.05-01-2019
Bradley Wallington LewisLPL Financial LLCFSC Securities Corporation$2505-01-2019
Tom Haipei TanLPL Financial LLCCUSO Financial Services, L.P.05-01-2019
Mark Swaly MarklandSagePoint Financial, Inc.First Allied Securities, Inc.$5005-01-2019
Saba CandariSagePoint Financial, Inc.First Allied Securities, Inc.05-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.