Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Claire Lee JacksonPensionmark Securities, LLCProEquities, Inc.11-21-2018
Jay Kenneth WallickCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$111-21-2018
Carlos CarrilloCUNA Brokerage Services, Inc.Questar Capital Corporation$2511-20-2018
Ian Yicheol HaInfinity Financial ServicesAXA Advisors, LLC11-20-2018
Jena Elizabeth SchusterSB WealthCetera Advisor Networks LLC11-20-2018
Kurt VolkerAXA Advisors, LLCMorgan Stanley11-20-2018
Paul Emmanuel BabaranMorgan StanleyWells Fargo Clearing Services, LLC11-20-2018
Paul Michael WendeePaul M. Wendee & AssociatesSilber Bennett Financial, Inc.11-20-2018
Angelina OrnelasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC11-19-2018
John Michael MateykoWestern International Securities, Inc.Northeast Securities, Inc.$5011-19-2018
Robert Edward StanwoodLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2511-19-2018
Thomas Patrick MountainLPL Financial LLCWells Fargo Advisors Financial Network, LLC$5011-19-2018
Gerard Robert BettsWestern International Securities, Inc.Northeast Securities, Inc.11-18-2018
Douglas Krug McdanielPrincipal Securities, Inc.NYLIFE Securities LLC11-16-2018
Garrett P MorganEdward JonesCitigroup Global Markets Inc.11-16-2018
Gregory Scott McmullenProEquities, Inc.Foresters Equity Services, Inc.$111-16-2018
Julius Ogbekhilulumen AgbonbhaseMorgan StanleyE*TRADE Securities LLC$111-16-2018
Kristopher Nubar KasarjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$111-16-2018
Ryan William GerdtsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC11-16-2018
Anthony Joseph HazenPatrick Capital Markets, LLCESF Equity, LP11-15-2018
John Shannon AgostinoLPL Financial LLCWells Fargo Clearing Services, LLC$5011-15-2018
Martin Owen Mccann IVBrokers International Financial Services, LLC.OneAmerica Securities, Inc.11-15-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Steven JollyLPL FinancialWells Fargo Advisors$19011-15-2018
Carrie Snyder VilaplanaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-14-2018
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Showing 301 to 325 of 731 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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