Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ian Michael TreacherWells Fargo Clearing Services, LLCMorgan Stanley04-29-2019
Lin LinHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Sadia Afroz HasanBancWest Investment Services, Inc.UnionBanc Investment Services, LLC04-26-2019
Michael Thomas PetersenWoodbury Financial Services, Inc.Questar Capital Corporation$2504-26-2019
Raymond KhechumyanLPL Financial LLCUnionBanc Investment Services, LLC04-26-2019
Sean M. O'BrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-26-2019
Austin ParkIndependent Financial Group, LLCUnionBanc Investment Services, LLC04-26-2019
Gregory Francis LampSagePoint Financial, Inc.Morgan Stanley$5004-26-2019
Scott Terrence MunroSecurities Management & Research, Inc.Crown Capital Securities, L.P.04-26-2019
John Kirkeby BeesonMarin Wealth Advisors LLCBEESON AND COMPANY, LLC04-26-2019
Mark Howard KuperstockMulholland & Kuperstock Asset Management, LLCGSG Capital Advisors, LLC04-26-2019
Stephen Robert MulhollandMulholland & Kuperstock Asset Management, LLCGSG CAPITAL ADVISORS, LLC04-26-2019
Regina Carbajal LegatesFigTree Financial Advisors, LLCProsperity Financial Group, Inc.04-26-2019
Marjorie Casem CarbajalFigTree Financial Advisors, LLCProsperity Financial Group, Inc.04-26-2019
Brian Joseph JettonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2504-26-2019
Verniece TaiMorgan StanleyJ.P. Morgan Securities LLC04-26-2019
Paul OhCitigroup Global Markets Inc.BancWest Investment Services, Inc.04-25-2019
Natalie J. Gamarra-LozaTD Ameritrade, Inc.CUSO Financial Services, L.P.04-25-2019
Haocheng CaiCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-24-2019
Jenna L. SteinhauerFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC04-24-2019
Matthew John De GarmoFidelity Brokerage Services LLCVanguard Marketing Corporation04-24-2019
Jon Kelly HendersonLPL Financial LLCInfinex Investments, Inc.$10004-24-2019
Cynthia Diane RivasLPL Financial LLCPrincipal Securities, Inc.$1004-24-2019
Michael Clifford GrahamLPL Financial LLCPrincipal Securities, Inc.04-24-2019
Richard J. MojicaLPL Financial LLCPrincipal Securities, Inc.04-24-2019
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Showing 301 to 325 of 2,187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.