Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Tyler CampbellNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC04-24-2019
Leah Irene PerriPruco Securities, LLC.NYLIFE Securities LLC04-24-2019
Brian R. YoungMML Investors Services, LLCPark Avenue Securities LLC$5004-24-2019
Christopher Stephen KerksieckFarmers Financial Solutions, LLCHorace Mann Investors, Inc.04-24-2019
Allan Troy ArgosinoAventine Wealth Management LLCPrincipal Securities, Inc.04-24-2019
Melroy Savio AtkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2019
Brian Paul CollaCitigroup Global Markets Inc.Edward Jones04-23-2019
Barbara Suzanne WagnerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-23-2019
Daniel Joseph McFarlaneInternational Assets Advisory, LLCWestern International Securities, Inc.$2704-23-2019
Marc Alan LippincottMinistry Partners Securities, LLCPlanMember Securities Corporation04-23-2019
Michelle V. LippincottMinistry Partners Securities, LLCPlanMember Securities Corporation04-23-2019
Justin Brendan IsaacUnited Capital Financial AdvisersJ.P. Morgan Securities LLC$15004-23-2019
Gary RardonLPL Financial LLCM Holdings Securities, Inc.04-22-2019
Jason William CoddingtonLPL Financial LLCAmeriprise Financial Services, LLC$10004-22-2019
Steven Charles LimLPL Financial LLCSorrento Pacific Financial, LLC$1004-22-2019
Ofer Ben-MenahemFirst Foundation AdvisorsMercer Global Advisors Inc.04-22-2019
Jefferson J. RotherhamOrion Capital Management LLCThe Gensler Group04-22-2019
Erly Martin CornejoWells Fargo Clearing Services, LLCEdward Jones04-22-2019
Matthew Jay JenkinsWells Fargo Clearing Services, LLCThrivent Investment Management Inc.04-22-2019
Raymundo CatalanJ.P. Morgan Securities LLCAXA Advisors, LLC04-18-2019
Joshua Darr KirchnerJ.P. Morgan Securities LLCAXA Advisors, LLC04-18-2019
Tammy Renee JonesEdward JonesCharles Schwab & Co., Inc.04-18-2019
John F. ThielPrivate OceanCambridge Investment Research, Inc.04-18-2019
Eric Jonathan LinserBDO Wealth Advisors, LLCNaples Asset Management Co., LLC04-18-2019
Julius D. FreemanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-18-2019
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Showing 326 to 350 of 2,187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.