Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jon DaytonRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$23002-19-2019
Ron M. AmirWestern International Securities, Inc.J.P. Morgan Securities LLC$15002-19-2019
Jon Thornton DaytonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-19-2019
Robert Alan OgdenGolden State Wealth Management, LLCOgden Wealth Management & Planning Services, LLC02-19-2019
Michael James RodgersU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC02-19-2019
Mary Ramiro AgcaoiliFarmers Financial Solutions, LLCAllstate Financial Services, LLC02-18-2019
Chelsea DengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-15-2019
Mark Douglas GodownCapital Synergy PartnersHornor, Townsend & Kent, LLC02-15-2019
Joel FishmanQuest Capital Strategies, Inc.Waddell & Reed02-15-2019
Benjamin George RosenblumMorgan StanleyHilltop Securities Inc.02-15-2019
Derek Lee HastingsInspire Advisors, LLCInspire02-14-2019
Danielle Lynne CoryerMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.02-14-2019
Feifei ZhangTD Ameritrade Investment Management, LLCAXA Advisors, LLC02-12-2019
Anna SaldiviaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC02-12-2019
Jon Charles HutchisonLPL Financial LLCLincoln Financial Securities Corporation$1002-11-2019
Shuwei OuyangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-11-2019
David Mark WolfleyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10002-08-2019
George Burt Barankovich Jr.LPL Financial LLCQuestar Capital Corporation02-08-2019
Carl Frederick Worden IIIEquity Advisors, LLCCentaurus Financial, Inc.02-08-2019
Cameo Lois RobersonAtlas Park FinanceB|O|S02-08-2019
Sagar K. ParikhCoordinate WealthWoodbury Financial Services, Inc.02-08-2019
Jacob Tyler KohutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-08-2019
Burton I. GranthamHighPointe WealthEdward Jones02-08-2019
Marcelle Denise SolimanCentaurus Financial, Inc.Park Avenue Securities LLC$2502-07-2019
William Scott FreedmanUnionBanc Investment Services, LLCCitigroup Global Markets Inc.02-07-2019
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Showing 351 to 375 of 1,134 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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