Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lizzette AyalaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-17-2019
Albert YousoufianCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
John Robert PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-17-2019
Patti Diane MayJ. W. Cole Advisors, Inc.Global Financial Private Capital, Inc.04-17-2019
Nathan Joel SadowskiJ. W. Cole Advisors, Inc.Global Financial Private Capital, Inc.04-17-2019
Samuel Vasquez GaetaJ. W. Cole Advisors, Inc.Global Financial Private Capital, Inc.04-17-2019
Christopher Keith RicheySilvercrest Asset Management Group LLCNEOSHO CAPITAL LLC04-17-2019
Brian Matthew LavoieLaurel Wealth Advisors, Inc.Coastwise Capital Group, LLC04-17-2019
Keith Owen ChandlerInspire Advisors, LLCAmeriprise Financial Services, LLC$5004-17-2019
Christian MasariegoBancWest Investment Services, Inc.Fidelity Personal and Workplace Advisors04-16-2019
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Perris Clayton KaufmanWestern International Securities, Inc.J.P. Morgan Securities LLC04-16-2019
James Dean KerseyJ.W. Cole Financial, Inc.Global Financial Private Capital, Inc.04-16-2019
Guillermo A. SileskyMML Investors Services, LLCPruco Securities, LLC.04-16-2019
Tiffany Jolene DugasVALIC Financial Advisors, Inc.Charles Schwab & Co., Inc.04-16-2019
Farbod FarmanCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-15-2019
Christine Paige AlexanderLPL Financial LLCUnionBanc Investment Services, LLC04-15-2019
Marites Jane AvilaCommonwealth Financial NetworkJ.P. Morgan Securities LLC04-15-2019
Ryan Jonathan ShererEmerson Equity LLCSandlapper Securities, LLC04-15-2019
Neil Allen RichardsLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC04-15-2019
Edward Lamont ThomasPruco Securities, LLC.Waddell & Reed04-15-2019
Jacob Anthony FaulstichGWFS Equities, Inc.Morgan Stanley04-15-2019
Tri Cong NguyenC-J Advisory, Inc.Morgan Stanley04-15-2019
Joseph Pierpont MorganCWM, LLCLPL Financial LLC$2504-15-2019
Joshua WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.