Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Dale HeinsCapital Synergy PartnersSecurities Service Network, LLC06-11-2019
Derek Eugene RidgewayPFS Investments Inc.PFS Investments Inc.06-11-2019
Raymond Edward MayerCypress Path Capital, LLCCypress Path Capital, LLC06-11-2019
Aria KhaliliPariax Private Wealth ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-11-2019
Frank McFarlandIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
Christian Edward NelsonIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
Jeffrey S. WestsmithIEQ Capital, LLCFirst Republic Securities Company, LLC06-11-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Harry BonnWoodbury Financial Services, Inc.Securian Financial Services, Inc.06-10-2019
Tyler William BrooksLPL Financial LLCAmeritas Investment Company, LLC06-10-2019
Richard Irving MatoffPlanMember Securities CorporationCetera Advisors LLC06-10-2019
Daniel Chris KollajaSagePoint Financial, Inc.Cullen Financial Advisors06-10-2019
How Mee HuongPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
David Warren LienAmeritas Investment Company, LLCSecurian Financial Services, Inc.06-10-2019
Robert Stephen ShutzerShutzer Investments, LLCInstitute For Wealth Advisors, Inc.06-10-2019
Elena Rose HealyJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC06-08-2019
Lawrence Ira GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.$15006-08-2019
Noma Ketan PatelWedbush Securities Inc.AXA Advisors, LLC06-07-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Michael T. BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Erin Morsch HallLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
Brooke Courtney GoldsteinCetera Advisor Networks LLCOppenheimer & Co. Inc.06-07-2019
Douglas Eduardo Bermudez Jr.Global Retirement Partners LLCWells Fargo Clearing Services, LLC$10006-07-2019
Giorgina M. Francisco RemigioGlobal Retirement Partners LLCWells Fargo Clearing Services, LLC06-07-2019
Joseph Jeffry D'UrsoProsperity Wealth Management, Inc.Parkland Securities, LLC06-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.