Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
Jonathan Yakin FernandezFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2019
Kim Pfeifer IpEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
David Chih HouEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Mark Elliott SearEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Jay DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC06-04-2019
Xavier HorsfallU.S. Bancorp Investments, Inc.PFS Investments Inc.06-03-2019
Jayalalitha RamamurthyCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC06-03-2019
Margaret Caroline AshFidelity Brokerage Services LLCUnionBanc Investment Services, LLC06-03-2019
Johnson Minh HoangLPL Financial LLCSummit Brokerage Services, Inc.$5006-03-2019
Mark Middleton O'BrienCommonwealth Financial NetworkThe Strategic Financial Alliance, Inc.$2506-03-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Kerry M. MoyWestern International Securities, Inc.Morgan Stanley06-03-2019
Joaquin Steve SerranoPrincipal Securities, Inc.PROGRESS WEALTH ADVISORS06-03-2019
John Sebastian WinstonPark Avenue Securities LLCNYLIFE Securities LLC06-03-2019
Richard George BrandleyThe Retirement Group, LLCFSC Securities Corporation06-03-2019
Andrew BernellCruden Bay Investment Management, LLCUBS Financial Services Inc.06-03-2019
Mark Stephen SauerAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Mike Marcos TavitianUBS Financial Services Inc.UBS Financial Services Inc.06-03-2019
Diptes BasuJ.P. Morgan Securities LLCIIFL Capital Inc.05-31-2019
Christopher Jason SantilloCUSO Financial Services, L.P.Citizens Securities, Inc.05-31-2019
John P. LamesajanE*TRADE Securities LLCEdward Jones05-31-2019
Steven Barry SloanCrown Capital Securities, L.P.Western International Securities, Inc.05-31-2019
Ian Michael JonesLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.