Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yoil Sulieman AwabdehWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$5004-12-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Joseph John FontePlanMember Securities CorporationUnited Planners' Financial Services of America A Limited Partner04-09-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Douglas Robert GundermannUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$5004-08-2019
Amar N. ShahClient First Capital, LLCUSAA Investment Management Company04-08-2019
Neil F LimcangcoAmeritas Investment Corp.Transamerica Financial Advisors, Inc04-05-2019
Lilia Rubalcava VacaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$104-03-2019
Leonard Emil Moulin IIISA Stone Wealth Management Inc.Cetera Advisor Networks LLC04-03-2019
Jena Elizabeth SchusterSA Stone Wealth Management Inc.Cetera Advisor Networks LLC$5004-01-2019
Ryan Manning AshtonWells Fargo Clearing Services, LLCMorgan Stanley$5003-29-2019
Scott Kilbourne WaddellMadison Avenue Securities, LLCGunderson Capital Management$5003-28-2019
Briand Scott KitchensLPL Financial LLCCUSO Financial Services, L.P.03-26-2019
Francis Neal Lizotte IIILPL Financial LLCBancWest Investment Services, Inc.03-25-2019
Maggie Xie LauerIndependent Financial Group, LLCCabot Lodge Securities LLC03-25-2019
Brett Gaylen GrimesWells Fargo Clearing Services, LLCMorgan Stanley$3303-22-2019
Drew Richard DuseboutWells Fargo Clearing Services, LLCMorgan Stanley$25603-22-2019
Ricci Joseph MancinelliWells Fargo Clearing Services, LLCMorgan Stanley$5003-22-2019
Ron L JohnsonPruco Securities, LLC.First Command Financial Planning, Inc.$15003-21-2019
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Christopher Thomas MillerEmerson Equity LLCSandlapper Wealth Management, LLC03-20-2019
Eric Martin CoresselMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.03-19-2019
Hardeep SinghWedbush Securities Inc.Wells Fargo Clearing Services, LLC03-18-2019
Jeffry Benjamin VargasBoston Investment Management L.L.C.Stonecrest Capital Markets, Inc.03-18-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
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Showing 76 to 100 of 731 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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