Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Paul Wertz Jr.Independent Financial Group, LLCCambridge Investment Research, Inc.05-31-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Renata LanceCetera Financial Specialists LLCMorgan Stanley05-31-2019
Eric Lawrence KronvallTriad Advisors LLCPartnervest Advisory Services LLC05-31-2019
Michelle Lapid MarquezRaymond James & Associates, Inc.Cantella & Co., Inc.$5005-31-2019
Jason Lee Ray BettsRaymond James & Associates, Inc.Cantella & Co., Inc.05-31-2019
Joyce LeeMontcalm TCR LLCFirst Republic Securities Company, LLC05-31-2019
Tom Karoly FerencziWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC05-31-2019
Yongyi FengWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-31-2019
Xianglin ShiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-30-2019
Chen LingHSBC Securities (USA) Inc.Cetera Investment Services LLC05-30-2019
Michael Thomas TranFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-30-2019
Brandon FahlTD Ameritrade, Inc.Morgan Stanley05-30-2019
Michael Aaron PadillaLPL Financial LLCUnionBanc Investment Services, LLC05-30-2019
Christopher S. WengRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Peter Isaac MyersRaymond James & Associates, Inc.UBS Financial Services Inc.05-30-2019
Michael Ole KokeshMonetary Management CorporationWestern International Securities, Inc.$15005-30-2019
Tyler M. OndatjeClarity Wealth Management, Inc.Anchor Capital05-30-2019
Leon Chang Soo KimKLK Capital Management LLCStonemark Wealth Management05-29-2019
Janet Colleen GallowayIntegrated Advisors Network LLCSA Stone Wealth Management Inc.05-29-2019
Jorge Daniel ChavezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-29-2019
Frankie Y. TamHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$2505-28-2019
Bradley S. Strong IIFidelity Brokerage Services LLCEdward Jones05-28-2019
Carlos CurielLPL Financial LLCForesters Financial Services, Inc.$2505-28-2019
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Showing 101 to 125 of 2,187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.