Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec Bruce AbbottDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Jason Morgan PerkinsDFPG Investments, Inc.Allegis Investment Services, LLC$4402-28-2019
Scott Craig BurackDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Jonathan Adam StoftAPW Capital, Inc.Charles Schwab & Co., Inc.02-27-2019
Magnum Fredrick DrewHD Vest Investment Services1st Global Capital Corp.02-27-2019
George LyCetera Investment Services LLCLPL Financial LLC$1302-25-2019
Jerell Antwuan WilliamsAttlee Capital LLCCiti Private Advisory, LLC02-25-2019
Joseph Dwayne OlheiserRaymond James Financial Services, Inc.Morgan Stanley$102-25-2019
Nicholas Andrew WillenbringMD Wendell Wealth PartnersWells Fargo Clearing Services, LLC02-25-2019
Michael Emmett FloodStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2019
Ron LeiboviciUnionBanc Investment Services, LLCComerica Securities$15002-22-2019
William Dickinson LinasStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$102-22-2019
Bill LinasStifel Nicolaus & Co.Merrill Lynch$18402-22-2019
Mike Flood Stifel Nicolaus & Co.Merrill Lynch$9102-22-2019
Jonathan Lubell Kingsview Asset ManagementWells Fargo Advisors$12002-21-2019
Frank Lloyd HorathCommonwealth Financial NetworkRaymond James Financial Services, Inc.$2502-21-2019
Linda Lucille VigilKestra Investment Services, LLCMorgan Stanley$102-21-2019
James Brian Lucas SugayRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5002-20-2019
Philippe-Joseph EustacheJ.P. Morgan Securities LLCMML Investors Services, LLC02-20-2019
Jon DaytonRaymond JamesMerrill Lynch$23002-19-2019
Jon Thornton DaytonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-19-2019
Michael James RodgersU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC02-19-2019
Robert Alan OgdenGolden State Wealth Management, LLCOgden Wealth Management & Planning Services, LLC02-19-2019
Ron M. AmirWestern International Securities, Inc.J.P. Morgan Securities LLC$15002-19-2019
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Showing 126 to 150 of 731 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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