Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lyndsay Marie IsingLPL Financial LLCForesters Financial Services, Inc.05-28-2019
Rebecca J. DawsonEmerson Equity LLCWoodbury Financial Services, Inc.05-28-2019
Adam Joseph SwerdlowMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC05-28-2019
Yuri KimWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-28-2019
Gary Lee PittsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-24-2019
Dalton Jeffrey ShoemakerCharles Schwab & Co., Inc.Edward Jones05-24-2019
Flora Margaret BurkeE*TRADE Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-24-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-24-2019
John C CollinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Manoj DasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-23-2019
Matthew Joseph ParkerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
German Tayag De SotoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Gustavo RodriguezIndependent Financial Group, LLCJ.P. Morgan Securities LLC05-23-2019
Charles R. MannePackerland Brokerage Services, Inc.Nationwide Securities, LLC05-23-2019
David Jacob BarraganU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-22-2019
Kevin NewhouseSecurities America, Inc.Morgan Stanley05-22-2019
Ryan A. McdermottResolute Partners GroupBBR Partners, LLC05-22-2019
Kevin Michael LutzResolute Partners GroupBBR Partners, LLC05-22-2019
Nicole Lynne BilottoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMontcalm TCR LLC05-22-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
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Showing 126 to 150 of 2,187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.