Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
William Harvey BryantIndependent Financial Group, LLCLPL Financial LLC$5005-21-2019
Adam Blake BonnerIndependent Financial Group, LLCLPL Financial LLC05-21-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, LLC05-21-2019
Mitchell Edwin HughesBeacon Pointe Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Jason Edward CampbellStrategic Wealth Advisors GroupUSA Financial Securities Corporation05-21-2019
Rasa PetrauskaiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Wenjun WuJ.P. Morgan Securities LLCCetera Investment Services LLC05-20-2019
Paul Anthony AbrilJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-20-2019
John K. ReuterCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-20-2019
Jason K. DavisLPL Financial LLCUnionBanc Investment Services, LLC05-20-2019
Arlene Lara DimitianKestra Investment Services, LLCForesters Financial Services, Inc.$2005-20-2019
Claudia Andreina HerreraKestra Investment Services, LLCForesters Financial Services, Inc.05-20-2019
Gloria P. Rodriguez CamachoNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC05-20-2019
Scott Allan UlvesPensionmark Securities, LLCIndependent Financial Partners$10005-20-2019
Errol Devin CavanaughAXA Advisors, LLCSecurian Financial Services, Inc.05-20-2019
Jennifer Anne JohnstonVALIC Financial Advisors, Inc.McClurg Capital Corporation$1005-20-2019
Matthew David BelfantiRSM US Wealth Management LLCAdvicePeriod, LLC05-20-2019
William Barrett KeeslingVerus Capital Partners, LLCPrincipal Securities, Inc.$10005-20-2019
Anthony Charles LarosaPrivate Counsel Group, Ltd.J.J.B. Hilliard, W.L. Lyons, LLC05-20-2019
Henry Joseph Ferry Jr.Focus Quantitative Methods, Inc.LPL Financial LLC05-20-2019
Scott Brenner JacobsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Francesco Natale RuggeriIndependent Financial Group, LLCTCFG Wealth Management, LLC$5005-17-2019
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$105-17-2019
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Showing 151 to 175 of 2,187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.