Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Kaleb WileyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-17-2019
Bruce TenenbaumRockefeller Financial LLCUBS Financial Services Inc.05-17-2019
Michael Lorin RossCrow Creek WealthFidelity Personal and Workplace Advisors05-17-2019
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Brent A. JacobsWells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2019
Harry Jae ParkJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2019
Samuel Robert MoralesCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-16-2019
Deborah Lee-KavousiU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Esper B. ElhelouU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Jakob Ryan SweeneyLPL Financial LLCAXA Advisors, LLC05-16-2019
Erin Ann Flemming McCloskeyCetera Financial Specialists LLCRoyal Alliance Associates, Inc.05-16-2019
Tonya Shyree WhiteSCF Securities, Inc.Infinity Financial Services05-16-2019
Monique Renee MarshallLife By Design Investment Advisory ServicesAdvisory Services Network05-16-2019
Mindy Hiu-Man ChengJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
William A. BlaseCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Michael Douglas InmanCharles Schwab & Co., Inc.AXA Advisors, LLC05-15-2019
Michael Francis DoumaniCetera Advisors LLCCetera Advisors LLC05-15-2019
Robert Aram AbadjianPlanMember Securities CorporationLincoln Investment$5005-15-2019
Joseph Henrie Mccann IIIAdvisory Group Equity Services Ltd.Sword Securities LLC05-15-2019
Jayden Ha-Huynh ScaccoUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC05-14-2019
Jeffrey Scott MortensonLPL Financial LLCLincoln Financial Advisors Corporation$2505-14-2019
Donald Craig RogersAllstate Financial Services, LLCOneAmerica Securities, Inc.05-14-2019
Dion Mitchell CollinsJames Curtis Financial and Insurance ServicesCOLLINS ADVISORY05-14-2019
Billy RaoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-13-2019
Neil M. FaulminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-13-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.