Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Edwin HaskinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-01-2019
Geoffrey Cyril BentEdward JonesPruco Securities, LLC.02-01-2019
Jevin M FergusonMorgan StanleyUBS Financial Services Inc.$5002-01-2019
Josiah David BallCambridge Investment Research, Inc.SagePoint Financial, Inc.02-01-2019
Richard Lance PerryWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-31-2019
Michael Rutherford ThompsonSpectrum Wealth Advisory Group, LLCThe Wealth Consulting Group01-30-2019
Ryan P WeimerRyan Paul Investment ManagementTD Ameritrade Investment Management, LLC01-30-2019
Ryan Scott AllingWedbush Securities Inc.Edward Jones01-30-2019
Joseph William PezickCentaurus Financial, Inc.Securities America, Inc.01-29-2019
David Matthew VigilCetera Investment Services LLCSorrento Pacific Financial, LLC01-28-2019
Philip Victor BoucherPVB Wealth Management, LLCPenniall & Associates01-28-2019
Andy P BacaylanCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-25-2019
Charles Robert WilmothMorgan StanleyWells Fargo Clearing Services, LLC$5001-25-2019
Gregory George ZappasFirst Republic Securities Company, LLCUBS Financial Services Inc.$5001-25-2019
Joseph John PaikHSBC Securities (USA) Inc.Wells Fargo Securities, LLC01-25-2019
Matthew John TurnbullTurnbull Financial Services LLCCapital Investment Group, Inc.01-25-2019
Leonard Emil Moulin IIISB WealthCetera Advisor Networks LLC01-24-2019
Richard Allan PriceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Steven James MayoCetera Advisor Networks LLCChickasaw Securities, LLC$1,00001-24-2019
Curtis Jerald HabsiegerCGR FinancialWestPark Capital, Inc.01-22-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$2501-22-2019
Carolyn Marie Parenti-PearsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-18-2019
Chris Richard LeonhardAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-18-2019
Grant Walter OstapeckAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-18-2019
Gregory Thomas FrechPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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