Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica E. AbramsLPL Financial LLCAmeriprise Financial Services, LLC05-13-2019
James Alan WatsonLPL Financial LLCWells Fargo Funds Distributor, LLC05-13-2019
Rafiq Austin WileyMML Investors Services, LLCPlanMember Securities Corporation05-13-2019
Kim Louise CollinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Andrew John IshBrownson, Rehmus & Foxworth, Inc.Wetherby Asset Management05-13-2019
Edward R. PappasCardinal Point Wealth Management, LLCKestra Investment Services, LLC05-13-2019
Anto Armani ShakelianMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.05-13-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Corey M. SundayMorgan StanleyAXA Advisors, LLC05-13-2019
Yanick R. Kolbjornsen MidyetteJ.P. Morgan Securities LLCRBC Capital Markets, LLC05-10-2019
Cesar Ricardo ChavezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
James Edward MohrLPL Financial LLCLincoln Financial Advisors Corporation$10005-10-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, LLC05-10-2019
Justin Thomas AdamsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-10-2019
Bruce Joseph TicknorStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$27905-10-2019
Philip Aglubat QuitorianoDestination Wealth ManagementPolaris Greystone Financial Group, LLC05-10-2019
Joe Charles BodenEP Wealth AdvisorsCONLON DART WEALTH MANAGEMENT05-10-2019
Camilla Elizabeth NeriRetirement Capital Strategies, Inc.Retirement Capital Strategies, Inc.05-10-2019
Timothy Harry RiisIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation$5005-10-2019
Michael James MohrIntegrated Wealth Concepts LLCLincoln Financial Advisors Corporation05-10-2019
Hugh Ari MeyerCharlesworth & Rugg, Inc.Wells Fargo Clearing Services, LLC05-10-2019
Shawn Steven OliverUBS Financial Services Inc.Morgan Stanley$5005-10-2019
Julia A. Seydlitz FalchiMorgan StanleyE*TRADE Securities LLC05-10-2019
Kai-Yuan HuAmeriprise Financial Services, LLCCetera Investment Services LLC05-09-2019
Michael George RichardsonMML Investors Services, LLCEdward Jones$10005-09-2019
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Showing 201 to 225 of 2,187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.