Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frankie Y. TamHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$2505-28-2019
Michael John SchererMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-25-2019
Michael RicciardiCitigroup Global Markets Inc.Citigroup Global Markets Inc.03-11-2019
Jerell Antwuan WilliamsAttlee Capital LLCCitigroup Global Markets Inc.02-25-2019
Thomas HannaTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.02-12-2019
Richard Jon CerrutiTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.$5002-08-2019
William Scott FreedmanUnionBanc Investment Services, LLCCitigroup Global Markets Inc.02-07-2019
Josh Wilhelmus JansenCitigroup Global Markets Inc.Citigroup Global Markets Inc.12-04-2018
Yanfang LuCapital Trust AdvisorsCitigroup Global Markets Inc.11-28-2018
Roman RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-27-2018
Garrett P MorganEdward JonesCitigroup Global Markets Inc.11-16-2018
Kwadwo Opoku AdutwumBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-06-2018
Daniel S KarstadtNorthwestern Mutual Investment Services, LLCCitigroup Global Markets Inc.09-27-2018
Nicholas Paul HaganJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-25-2018
Peter Yan HongCetera Investment Services LLCCitigroup Global Markets Inc.$15009-13-2018
Philip R. MostonU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.09-11-2018
David Annanders IIWaddell & ReedCitigroup Global Markets Inc.06-25-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.