Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric LiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-12-2019
Kristina Joy Constantino BudnikJackson Square Capital, LLCJ.P. Morgan Securities LLC06-12-2019
Jay DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC06-04-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Yongyi FengWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-31-2019
JORGE DANIEL CHAVEZ JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-29-2019
Gustavo RodriguezIndependent Financial Group, LLCJ.P. Morgan Securities LLC05-23-2019
Samuel Robert MoralesCitigroup Global Markets Inc.J.P. Morgan Securities LLC$15005-16-2019
Neil M FaulminoCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-13-2019
Michael Jautyng YuMorgan StanleyJ.P. Morgan Securities LLC05-06-2019
Hans-Christian JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-03-2019
Chelsea Victoria SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-02-2019
Scott Nicholas BeesleyRobert W. Baird & Co. IncorporatedJ.P. Morgan Securities LLC05-01-2019
Verniece TaiMorgan StanleyJ.P. Morgan Securities LLC04-26-2019
Jenna L SteinhauerFirst Republic Securities Company, LLCJ.P. Morgan Securities LLC04-24-2019
Justin Brendan IsaacGoldman Sachs Personal Financial ManagementJ.P. Morgan Securities LLC$15004-23-2019
Marites Jane AvilaCommonwealth Financial NetworkJ.P. Morgan Securities LLC04-15-2019
Sandra Dee ApgarLPL Financial LLCJ.P. Morgan Securities LLC04-08-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Supriya UpretiMorgan StanleyJ.P. Morgan Securities LLC04-03-2019
Manuel Grant ManzaneraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-22-2019
Trang Hong TranMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-21-2019
Nicholas James FedrowWest Coast Financial, LLCJ.P. Morgan Securities LLC03-20-2019
Max Mitchell BrouardPersonal Capital Advisors CorporationJ.P. Morgan Securities LLC03-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.