Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC$7506-07-2019
Michael T BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Thomas MayMutual of Omaha Investor Services, Inc.MML Investors Services, LLC06-07-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Al J Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Robert Tyler CampbellNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC04-24-2019
Christian Israel WhiteheadMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-12-2019
Cole Griffin BrownellSEIAMML Investors Services, LLC03-28-2019
Dustin Joseph ZahnE*TRADE Securities LLCMML Investors Services, LLC03-25-2019
Erik Pohls DullenkopfCommonwealth Financial NetworkMML Investors Services, LLC01-15-2019
Jeremy N WissRaymond James Financial Services, Inc.MML Investors Services, LLC01-08-2019
John D KennySavvy Investments & Planning LLCMML Investors Services, LLC01-03-2019
Shafaq PresswalaFountainhead Capital Management, LLCMML Investors Services, LLC01-01-2019
Matthew Michael McManusOptivest, Inc.MML Investors Services, LLC$2512-11-2018
Richard George BassmanLPL Financial LLCMML Investors Services, LLC12-06-2018
Jeremy Paul DickerPark Avenue Securities LLCMML Investors Services, LLC12-04-2018
Ryan ClearyPark Avenue Securities LLCMML Investors Services, LLC12-03-2018
Maureen But ReckerBridgelane FinancialMML Investors Services, LLC11-15-2018
Jennifer Ines NapperRaymond James & Associates, Inc.MML Investors Services, LLC$5011-05-2018
Jeannie Temple MainlandPruco Securities, LLC.MML Investors Services, LLC10-18-2018
Michael Tobin BillStifel, Nicolaus & Company, IncorporatedMML Investors Services, LLC09-07-2018
Wesley Mitsuo YamadaFountainhead Capital Management, LLCMML Investors Services, LLC09-06-2018
Judith Lee HarlanRoyal Alliance Associates, Inc.MML Investors Services, LLC08-30-2018
Dean Avraham BardaApple & AssociatesMML Investors Services, LLC08-14-2018
Jack Lin ChouPark Avenue Securities LLCMML Investors Services, LLC08-03-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.