Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Glen RushMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Stevan Paul HorvathWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Michael KoutsoudakisPaulson Investment Company LLCMorgan Stanley06-07-2019
Bunyan TomJ.P. Morgan Securities LLCMorgan Stanley06-06-2019
Rohaib Shaheen HamidFidelity Brokerage Services LLCMorgan Stanley06-06-2019
Michael Wilfort ChavezE*TRADE Securities LLCMorgan Stanley06-06-2019
Garrett Michael TognozziJ.P. Morgan Securities LLCMorgan Stanley06-05-2019
Kerry M MoyWestern International Securities, Inc.Morgan Stanley06-03-2019
Renata LanceCetera Financial Specialists LLCMorgan Stanley05-31-2019
Kevin NewhouseSecurities America, Inc.Morgan Stanley05-22-2019
Brent A JacobsWells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2019
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Shawn Steven OliverUBS Financial Services Inc.Morgan Stanley$5005-10-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Toma Lee KayWells Fargo Clearing Services, LLCMorgan Stanley$10005-01-2019
Ronald Craig HudspethYosemite Capital ManagementMorgan Stanley$1004-30-2019
Ian Michael TreacherWells Fargo Clearing Services, LLCMorgan Stanley04-29-2019
Gregory Francis LampSagePoint Financial, Inc.Morgan Stanley$5004-26-2019
Jacob Anthony FaulstichGWFS Equities, Inc.Morgan Stanley04-15-2019
Yoil Sulieman AwabdehWells Fargo Clearing Services, LLCMorgan Stanley$5004-12-2019
Kevin Clark CalenzaniRaymond James & Associates, Inc.Morgan Stanley04-11-2019
Renee McLeodMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2019
Ryan Manning AshtonWells Fargo Clearing Services, LLCMorgan Stanley$5003-29-2019
Winnie GuoCharles Schwab & Co., Inc.Morgan Stanley03-27-2019
Brett Gaylen GrimesWells Fargo Clearing Services, LLCMorgan Stanley$3303-22-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.