Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Joseph BryantPruco Securities, LLC.TD Ameritrade, Inc.06-05-2019
John K. ReuterCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-20-2019
Gerard P. BessetteFidelity Brokerage Services LLCTD Ameritrade, Inc.04-03-2019
Mark Jon WyhlidkoEagle West GroupTD Ameritrade, Inc.02-21-2019
Susan K. BroaddusFidelity Brokerage Services LLCTD Ameritrade, Inc.02-19-2019
Barbara Dee MathesonDestination Wealth ManagementTD Ameritrade, Inc.02-01-2019
David KarsonMorgan StanleyTD Ameritrade, Inc.01-22-2019
Jason David RoeskeCharles Schwab & Co., Inc.TD Ameritrade, Inc.01-10-2019
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Deepinder Kaur GillCUSO Financial Services, L.P.TD Ameritrade, Inc.12-26-2018
Jason Reid ThompsonFidelity Brokerage Services LLCTD Ameritrade, Inc.12-22-2018
Scott W. RiesenCharles Schwab & Co., Inc.TD Ameritrade, Inc.11-21-2018
Gregory Matthew BerlantFidelity Brokerage Services LLCTD Ameritrade, Inc.11-12-2018
Bradley Wayne PettyFidelity Brokerage Services LLCTD Ameritrade, Inc.11-06-2018
Eatan VijanSecurities America, Inc.TD Ameritrade, Inc.10-04-2018
Boriss BikosviliJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-18-2018
Jessica Ann MatthewsBeacon Pointe Wealth Advisors, LLCTD Ameritrade, Inc.09-10-2018
Juan Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-10-2018
Bill Leslie HendricksOppenheimer & Co. Inc.TD Ameritrade, Inc.$2508-30-2018
Carol Ann CaseboltAvantax Investment Services, Inc.TD Ameritrade, Inc.08-29-2018
James Anderson EgerstromTarbox Family Office, Inc.TD Ameritrade, Inc.08-29-2018
Todd Douglas ReinhartBeacon Pointe Advisors, LLCTD Ameritrade, Inc.08-15-2018
James Peter PadillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.08-15-2018
Charles Jessie SailorMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.07-25-2018
Luke Aaron AndreassenCharles Schwab & Co., Inc.TD Ameritrade, Inc.06-22-2018

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.