Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Zuleima Martinez-ZepedaPFS Investments Inc.Wells Fargo Clearing Services, LLC06-12-2019
Erin Morsch HallLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
Douglas Eduardo Bermudez Jr.Global Retirement Partners LLCWells Fargo Clearing Services, LLC$10006-07-2019
Giorgina M. Francisco RemigioGlobal Retirement Partners LLCWells Fargo Clearing Services, LLC06-07-2019
Taylor Edward BrowmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-07-2019
Tyler Mark WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-07-2019
Jayalalitha RamamurthyCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC06-03-2019
Ian Michael JonesLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2019
Gary Lee PittsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-24-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1005-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Manoj DasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Paul Anthony AbrilJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-20-2019
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$105-17-2019
Joshua Kaleb WileyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-17-2019
Kim Louise CollinsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-13-2019
Bruce Joseph TicknorStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$27905-10-2019
Hugh Ari MeyerCharlesworth & Rugg, Inc.Wells Fargo Clearing Services, LLC05-10-2019
Christopher Lee AdajarLPL Financial LLCWells Fargo Clearing Services, LLC$5005-08-2019
Abe CastellonLPL Financial LLCWells Fargo Clearing Services, LLC05-08-2019
Frederick Morgan Glasser Jr.Optas, LLCWells Fargo Clearing Services, LLC05-07-2019
Meghan Michelle RaileyOptas, LLCWells Fargo Clearing Services, LLC05-07-2019
Steven David LewisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-06-2019
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Showing 1 to 25 of 214 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.