Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Robert PetersonEdward JonesWaddell & Reed06-14-2019
Tammy Renee JonesEdward JonesCharles Schwab & Co., Inc.04-18-2019
Eric Joseph JohnsonEdward JonesJ.P. Morgan Securities LLC03-15-2019
Robert William DiazEdward JonesWaddell & Reed03-01-2019
Geoffrey Cyril BentEdward JonesPruco Securities, LLC.02-01-2019
Kristen Ann DawsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2019
Jeffrey Philip BordenEdward JonesJ.P. Morgan Securities LLC11-30-2018
Garrett P MorganEdward JonesCitigroup Global Markets Inc.11-16-2018
Matthew R BuenafeEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Jennifer T GoEdward JonesLPL Financial LLC$2510-17-2018
David Martin BullockEdward JonesLPL Financial LLC$3709-14-2018
Beth Aleta RoweEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018
Ryan Thomas Boden HollowayEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2018

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.