Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Byron Ely VallesFidelity Brokerage Services LLCFirst Republic Securities Company, LLC06-12-2019
Rohaib Shaheen HamidFidelity Brokerage Services LLCMorgan Stanley06-06-2019
Jonathan Yakin FernandezFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2019
Margaret Caroline AshFidelity Brokerage Services LLCUnionBanc Investment Services, LLC06-03-2019
Michael Thomas TranFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-30-2019
Bradley S Strong IIFidelity Brokerage Services LLCEdward Jones05-28-2019
Ian DavisFidelity Brokerage Services LLCEdward Jones$2504-30-2019
Steven Michael RezzelleFidelity Brokerage Services LLCSecurities America, Inc.04-26-2019
Matthew John De GarmoFidelity Brokerage Services LLCVanguard Marketing Corporation04-24-2019
Thomas Michael MuscarellaFidelity Brokerage Services LLCIHT Wealth Management LLC04-11-2019
Madeline Claire KissellFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-10-2019
Gerard P BessetteFidelity Brokerage Services LLCTD Ameritrade, Inc.04-03-2019
Gregg Shepard ShermanFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.03-08-2019
Coleman BryantFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Yanyan A EvansFidelity Brokerage Services LLCMorgan Stanley02-25-2019
Susan K BroaddusFidelity Brokerage Services LLCTD Ameritrade, Inc.02-19-2019
Brad Terrance BaumannFidelity Brokerage Services LLCFortress Wealth Management, Inc.02-05-2019
Sinahy Josue LunaFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Rukmini BoseFidelity Brokerage Services LLCMorgan Stanley01-30-2019
Yasasri Umesha WeerasuriyaFidelity Brokerage Services LLCFinancial Advisors Network, Inc.01-29-2019
Vinita Tikam BrooksFidelity Brokerage Services LLCMorgan Stanley12-27-2018
Michael Domonic BarilFidelity Brokerage Services LLCReilly Financial Advisors$2512-26-2018
Jason Reid ThompsonFidelity Brokerage Services LLCTD Ameritrade, Inc.12-22-2018
Linda Joan PappasFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2018
David Chao-Wei ChengFidelity Brokerage Services LLCU.S. Bancorp Investments, Inc.12-10-2018
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.