Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Eduardo Bermudez Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$10006-07-2019
Johnson Minh HoangLPL Financial LLCLPL Financial LLC$5006-03-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Justin Thomas AdamsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-10-2019
Jon Kelly HendersonLPL Financial LLCInfinex Investments, Inc.$10004-24-2019
Steven Charles LimLPL Financial LLCSorrento Pacific Financial, LLC$1004-22-2019
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Briand Scott KitchensLPL Financial LLCCUSO Financial Services, L.P.03-26-2019
Francis Neal Lizotte IIILPL Financial LLCBancWest Investment Services, Inc.03-25-2019
Christopher Lee HarrisLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
Jakob Daniel FriesLPL Financial LLCCitigroup Global Markets Inc.03-15-2019
Ellen Yu LauLPL Financial LLCIndependent Financial Group, LLC$2503-11-2019
Gaea Dawn VernerisLPL Financial LLCEdward Jones$2502-28-2019
Hoover Thomas LauLPL Financial LLCWells Fargo Clearing Services, LLC02-28-2019
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Jon Charles HutchisonLPL Financial LLCLincoln Financial Securities Corporation$1002-11-2019
George Burt Barankovich Jr.LPL Financial LLCQuestar Capital Corporation02-08-2019
Murray Louis HougenLPL Financial LLCWaddell & Reed$2501-22-2019
Oswaldo SayonLPL Financial LLCJ.P. Morgan Securities LLC01-18-2019
Gilbert Ralph HawkinsLPL Financial LLCQuestar Capital Corporation$1001-07-2019
Mary Ann Rendina GeeLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2019
Jim S Karas Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5001-02-2019
Jacob Nolan GuinnLPL Financial LLCBBVA Securities Inc.$1012-17-2018
Kathleen Ann Mclaughlin CuencoLPL Financial LLCWinans Investments12-12-2018
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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