Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick ODonnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2019
Erin Morsch HallLPL Financial LLCWells Fargo Clearing Services, LLC$1,00006-07-2019
Johnson Minh HoangLPL Financial LLCSummit Brokerage Services, Inc.$5006-03-2019
Ian Michael JonesLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2019
Michael Aaron PadillaLPL Financial LLCUnionBanc Investment Services, LLC05-30-2019
Carlos CurielLPL Financial LLCForesters Financial Services, Inc.05-28-2019
Lyndsay Marie IsingLPL Financial LLCForesters Financial Services, Inc.05-28-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Jason K DavisLPL Financial LLCUnionBanc Investment Services, LLC05-20-2019
Jakob Ryan SweeneyLPL Financial LLCEquitable Advisors, LLC05-16-2019
Jeffrey Scott MortensonLPL Financial LLCLincoln Financial Advisors Corporation$2505-14-2019
James Alan WatsonLPL Financial LLCWells Fargo Funds Distributor, LLC05-13-2019
Justin Thomas AdamsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-10-2019
Christopher Lee AdajarLPL Financial LLCWells Fargo Clearing Services, LLC$5005-08-2019
Abe CastellonLPL Financial LLCWells Fargo Clearing Services, LLC05-08-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Bradley Wallington LewisLPL Financial LLCFSC Securities Corporation$2505-01-2019
Tom Haipei TanLPL Financial LLCCUSO Financial Services, L.P.05-01-2019
Thomas James CarlsonLPL Financial LLCCetera Advisors LLC$2204-29-2019
Scott Steven FeherLPL Financial LLCCetera Advisors LLC$2504-29-2019
Raymond KhechumyanLPL Financial LLCUnionBanc Investment Services, LLC04-26-2019
Jason William CoddingtonLPL Financial LLCAmeriprise Financial Services, LLC$10004-22-2019
Steven Charles LimLPL Financial LLCSorrento Pacific Financial, LLC04-22-2019
Paolo QuirogaLPL Financial LLCEdward Jones04-16-2019
Christine Paige AlexanderLPL Financial LLCUnionBanc Investment Services, LLC04-15-2019
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.