Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew C KingMML Investors Services, LLCPruco Securities, LLC.05-03-2019
Brian R YoungMML Investors Services, LLCPark Avenue Securities LLC04-24-2019
Guillermo A SileskyMML Investors Services, LLCPruco Securities, LLC.04-16-2019
Kierstin Kay ErwinMML Investors Services, LLCEquitable Advisors, LLC04-11-2019
Jonathan Andrew GruberMML Investors Services, LLCEquitable Advisors, LLC04-09-2019
Hyeseon HongMML Investors Services, LLCNI Advisors03-18-2019
Etsuji Edward OizumiMML Investors Services, LLCCetera Advisor Networks LLC02-04-2019
Pamela CastanonMML Investors Services, LLCForesters Financial Services, Inc.02-04-2019
Vyachesiav V AndreyevskikhMML Investors Services, LLCPrincipal Securities, Inc.01-25-2019
Ferdinand S De GuzmanMML Investors Services, LLCNYLIFE Securities LLC12-04-2018
Jorge FinkelbergMML Investors Services, LLCEquitable Advisors, LLC11-27-2018
Theodore Rolfs MillerMML Investors Services, LLCAllstate Financial Services, LLC10-31-2018
Richard Royston GlassMML Investors Services, LLCEquitable Advisors, LLC10-23-2018
Carter G KimMML Investors Services, LLCAllstate Financial Services, LLC09-25-2018
Leslie J PettinelliMML Investors Services, LLCSignator Investors, Inc.09-04-2018
Debby P PanMML Investors Services, LLCOneAmerica Securities, Inc.07-17-2018

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.