Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, LLC06-12-2019
Ariya PejouheshMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-07-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Rasa PetrauskaiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Corey M. SundayMorgan StanleyAXA Advisors, LLC05-13-2019
Julia A. Seydlitz FalchiMorgan StanleyE*TRADE Securities LLC05-10-2019
Michael Jautyng YuMorgan StanleyJ.P. Morgan Securities LLC05-06-2019
Lane Robert GoldsteinMorgan StanleyUBS Financial Services Inc.05-03-2019
Peter Andrew RosaMorgan StanleyUBS Financial Services Inc.05-03-2019
Verniece TaiMorgan StanleyJ.P. Morgan Securities LLC04-26-2019
Melroy Savio AtkinsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-24-2019
Supriya UpretiMorgan StanleyJ.P. Morgan Securities LLC04-03-2019
Isabelle StaubMorgan StanleyJ.P. Morgan Securities LLC04-01-2019
Jessica Ka-Lina YiuMorgan StanleyUnionBanc Investment Services, LLC03-11-2019
Fabiano GomesMorgan StanleyNorthwestern Mutual Investment Services, LLC03-07-2019
Chelsea DengMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-15-2019
Benjamin George RosenblumMorgan StanleyHilltop Securities Inc.02-15-2019
Scott Robert BelshawMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
Daniel MarksMorgan StanleyUBS Financial Services Inc.$10002-01-2019
Jevin M. FergusonMorgan StanleyUBS Financial Services Inc.$5002-01-2019
Mark DecunhaMorgan StanleyJ.P. Morgan Securities LLC$15002-01-2019
Robert Brandon RichardsonMorgan StanleyUBS Financial Services Inc.02-01-2019
Gregory S. NoetherMorgan StanleyWells Fargo Clearing Services, LLC01-28-2019
Howard DouglasMorgan StanleyPark Avenue Securities LLC01-28-2019
George David HuertasMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.