Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
How Mee HuongPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
Scott Joseph BryantPruco Securities, LLC.TD Ameritrade, Inc.06-05-2019
Leah Irene PerriPruco Securities, LLC.NYLIFE Securities LLC04-24-2019
Edward Lamont ThomasPruco Securities, LLC.Waddell & Reed04-15-2019
Bryan Keith PeppersPruco Securities, LLC.FSC Securities Corporation$904-11-2019
Ron L JohnsonPruco Securities, LLC.First Command Brokerage Services, Inc.$15003-21-2019
Thomas Anthony BalistreriPruco Securities, LLC.Principal Securities, Inc.$5003-07-2019
Joseph Jongsup HongPruco Securities, LLC.Equitable Advisors, LLC02-14-2019
Jason PurvisPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2019
Jiajin JiPruco Securities, LLC.Principal Securities, Inc.02-01-2019
Asaph ElanPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Atsushi KurosawaPruco Securities, LLC.Park Avenue Securities LLC12-10-2018
Jahn Christopher CotyPruco Securities, LLC.LPL Financial LLC11-21-2018
Patricia Marie LamparellaPruco Securities, LLC.Park Avenue Securities LLC11-20-2018
Gregory Birch GiddingsPruco Securities, LLC.ClearView Investment Partners, LLC10-22-2018
Jeannie Temple MainlandPruco Securities, LLC.MML Investors Services, LLC10-18-2018
Clay W ScholesPruco Securities, LLC.UnionBanc Investment Services, LLC10-17-2018
Scott A StewartPruco Securities, LLC.Securian Financial Services, Inc.10-10-2018
Paritosh RajoraPruco Securities, LLC.Principal Securities, Inc.09-17-2018
Amal HagisufiPruco Securities, LLC.Edward Jones08-15-2018
Chong T ShimPruco Securities, LLC.NYLIFE Securities LLC08-09-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.