Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Xavier HorsfallU.S. Bancorp Investments, Inc.PFS Investments Inc.06-03-2019
David Jacob BarraganU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-22-2019
Deborah Lee-KavousiU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Esper B. ElhelouU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Mark Bessone BurnsU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC03-25-2019
Antonio Rafael RosadoU.S. Bancorp Investments, Inc.Ameriprise Financial Services, LLC$1003-14-2019
Mohammed Safieddine AyalaU.S. Bancorp Investments, Inc.LPL Financial LLC03-14-2019
Lyubov Vladimirovna JewellU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Steve LeeU.S. Bancorp Investments, Inc.U.S. Bancorp Investments, Inc.02-25-2019
Michael James RodgersU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC02-19-2019
Jacob Tyler KohutU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-08-2019
Tiffany CaoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC02-05-2019
Eli MoellerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$5001-14-2019
Edwin Shanil KumarU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC12-05-2018
Obed IslasU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC11-16-2018
Gustavo LozanoU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC$15011-14-2018
Marilu HernandezU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-13-2018
Reza SaremaslaniU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Ali MoallemU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Dan Julius NguyenU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-25-2018
Nattale L. VillarrealU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-28-2018
May Amin ErsheidU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC09-20-2018
Philip R. MostonU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.09-11-2018
Chad Christopher McCoyU.S. Bancorp Investments, Inc.Edward Jones07-23-2018
James W. ChoiU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-20-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.