Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mike Marcos TavitianUBS Financial Services Inc.UBS Financial Services Inc.06-03-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-24-2019
Shawn Steven OliverUBS Financial Services Inc.Morgan Stanley$5005-10-2019
Ronald Eugene LohbeckUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1,00004-03-2019
Lilia Rubalcava VacaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-03-2019
Dustin Craig RiefUBS Financial Services Inc.Mercer Global Advisors Inc.03-12-2019
Garett James ColatruglioUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-06-2019
James Walter HoldenUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated12-26-2018
Cole Addison GreenUBS Financial Services Inc.NYLIFE Securities LLC11-20-2018
Danny SetoUBS Financial Services Inc.Morgan Stanley10-16-2018
David Joseph BolandUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-01-2018
Linda Marie StandenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00008-31-2018
Nancy Evelyn MolinaUBS Financial Services Inc.Morgan Stanley08-16-2018
Lisa Ann Kahululani TadichUBS Financial Services Inc.Wells Fargo Clearing Services, LLC08-06-2018
Helen Callista Yi ShueUBS Financial Services Inc.HSBC Securities (USA) Inc.06-21-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.