A PHP Error was encountered

Severity: Notice

Message: Trying to get property of non-object

Filename: models/simple_app_model.php

Line Number: 1563

A PHP Error was encountered

Severity: Warning

Message: Invalid argument supplied for foreach()

Filename: models/simple_app_model.php

Line Number: 1476

Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald J. Liffengren Jr.TD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.07-09-2019
Richard Lee BassettTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.06-13-2019
Michael Thomas TranFidelity Brokerage Services LLCCharles Schwab & Co., Inc.05-30-2019
Andrew Louis EspostoFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-29-2019
Tammy Renee JonesEdward JonesCharles Schwab & Co., Inc.04-18-2019
Tiffany Jolene DugasVALIC Financial Advisors, Inc.Charles Schwab & Co., Inc.04-16-2019
Madeline Claire KissellFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-10-2019
David Chien TsowSpotlight Asset GroupCharles Schwab & Co., Inc.04-08-2019
Jay H. KimLPL Financial LLCCharles Schwab & Co., Inc.04-03-2019
Jacob Gideon WilliamsWestern International Securities, Inc.Charles Schwab & Co., Inc.03-22-2019
Christine Michelle DixonAmeriprise Financial Services, LLCCharles Schwab & Co., Inc.$1003-12-2019
Joshua Eriksen HurdIndependent Financial Group, LLCCharles Schwab & Co., Inc.03-08-2019
Jonathan Adam StoftAPW Capital, Inc.Charles Schwab & Co., Inc.02-27-2019
Shuwei OuyangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-11-2019
Kristen Rebecca KaczmarkPeninsula Wealth, LLCCharles Schwab & Co., Inc.02-07-2019
Jorey BlakeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.02-06-2019
Gregory P DibleFidelity Brokerage Services LLCCharles Schwab & Co., Inc.01-28-2019
Gerard Alonzo SingfieldCulture Capital Partners, LLCCharles Schwab & Co., Inc.01-04-2019
Samah Sami NaguibPleasanton WealthCharles Schwab & Co., Inc.01-03-2019
James Patrick BlaineTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.12-18-2018
Monique R. San Miguel LopezForUsAllCharles Schwab & Co., Inc.10-10-2018
Ekenna Samuel Anya-GafuTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.10-08-2018
Kirk Allen BoothFidelity Brokerage Services LLCCharles Schwab & Co., Inc.10-02-2018
Samuel Asher SchwartzFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-17-2018
Yee K. WanKW Wealth Management LLCCharles Schwab & Co., Inc.09-14-2018
Next Page »

Showing 1 to 25 of 30 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.