Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary John BlumenthalCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-22-2019
Derek John OsmonTD Ameritrade, Inc.Wells Fargo Clearing Services, LLC07-22-2019
Jo Laurie SchmeltzerE*TRADE Securities LLCSecurities America, Inc.07-22-2019
Marilyn Freed AllenIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Ryan Emerson BennettFirst Heartland Capital, Inc.Transamerica Financial Advisors, Inc07-22-2019
Sharon M. ConsoliFirst Heartland Capital, Inc.Transamerica Financial Advisors, Inc07-22-2019
Dean DunbarPruco Securities, LLC.Edward Jones07-22-2019
John Adam RadichAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Nicholas Curran KolataMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFG Advisors07-22-2019
Tyler Jackson LawrenceJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2019
Aaron Michael JohnsonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-19-2019
Tarunjit Singh AhluwaliaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Randy G KolendaHayden RoyalWells Fargo Clearing Services, LLC$5007-19-2019
Ryan Anthony DomenicoPariax Private Wealth ManagementCharles Schwab & Co., Inc.07-19-2019
Jarryd M. ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWescom Financial Services07-19-2019
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley07-19-2019
Russell Patrick HuebschleMorgan StanleyWells Fargo Clearing Services, LLC07-19-2019
Donald B. Taylor Jr.Deutsche Bank Securities Inc.City National Securities, Inc.$10007-18-2019
Gary Burgess DunneRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-18-2019
Tom Dinh NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2019
Richard KimJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Adam Christopher MackenzieFidelity Brokerage Services LLCTD Ameritrade, Inc.$5007-17-2019
Donn Sandy LevineWoodbury Financial Services, Inc.Securian Financial Services, Inc.07-17-2019
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Showing 1 to 25 of 2,158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.