Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin W. DavisCUSO Financial Services, L.P.LPL Financial LLC07-23-2018
David Scott MowattIndependent Financial Group, LLCFirst Allied Securities, Inc.$10007-24-2018
Yerandy Lazaro DelpradoregueraKestra Investment Services, LLCPrincipal Securities, Inc.07-24-2018
Michael Daniel CioccaLPL Financial LLCAmeriprise Financial Services, Inc.07-24-2018
Ray Edward TeasdaleIndependent Financial Group, LLCSilber Bennett Financial, Inc.07-25-2018
Daniel MehanLPL Financial LLCCetera Advisor Networks LLC07-25-2018
Susiani Djauhari TanFarmers Financial Solutions, LLCAllstate Financial Services, LLC07-25-2018
Chad Christopher McCoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.07-25-2018
Charles Jessie SailorMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.07-25-2018
Tyler West LightcapJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5007-26-2018
Gary George BlomSCF Securities, Inc.LPL Financial LLC07-26-2018
Daniel C. DenhamFirst Heartland Capital, Inc.M Holdings Securities, Inc.07-26-2018
Kahill GrierJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018
Michael Joseph HowellSCF Securities, Inc.LPL Financial LLC07-26-2018
Richard Tyler BarnesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-26-2018
Jeff SuttonStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$19807-27-2018
Lea Yukiko OkamuraAmeriprise Financial Services, Inc.Morgan Stanley$2507-27-2018
Stephanie Nicole AtallaAmeriprise Financial Services, Inc.Foresters Financial Services, Inc.$2507-27-2018
Jean-Luc Michel Julien BourdonLucent Wealth Planning, LLCBrightpath Wealth Planning, LLC07-27-2018
Brian James SmithLPL Financial LLCInvestment Professionals, Inc.$15007-30-2018
Stephen Michael McGuirkAmeriprise Financial Services, Inc.Edward Jones$15007-30-2018
Nathan TolandLPL Financial LLCArvest Wealth Management$15007-30-2018
Kathleen Reams HansenLPL Financial LLCCetera Advisor Networks LLC$10007-31-2018
Robert Francis Kellis Jr.LPL Financial LLCCetera Advisors LLC$1007-31-2018
Gary Kent GrinbergBeta Wealth Group, IncMutual Securities, Inc.07-31-2018
Next Page »

Showing 1 to 25 of 1,114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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