Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron D SanorWells Fargo Clearing Services, LLCMorgan Stanley06-21-2019
Aaron Dana ObornTD Ameritrade Investment Management, LLCFidelity Brokerage Services LLC07-12-2019
Aaron Del BrownPartnervest Advisory Services LLCWells Fargo Clearing Services, LLC10-15-2018
Aaron L. IveyVoya Financial Advisors, Inc.Pruco Securities, LLC.09-04-2018
Aaron Michael AgteGraystone Advisor, LLCLPL Financial LLC06-21-2019
Aaron Thomas LeoneBaker Street Asset Management, LLCRaymond James Financial Services, Inc.12-13-2018
Aaron William JohnsonBridger Financial Services, LLCCUNA Brokerage Services, Inc.09-19-2018
Abraham Amha HunegnawMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones10-25-2018
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Adam Ilung KimAXA Advisors, LLCCambridge Investment Research, Inc.07-31-2018
Adam J. NashNash Financial Services, LLCPruco Securities, LLC.03-27-2019
Adam Michael LaibsonCommonwealth Financial NetworkMML Investors Services, LLC02-01-2019
Adam R. BeckRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Adam Seth KreutnerRBC Capital Markets, LLCUBS Financial Services Inc.08-16-2018
Aiko Mitchell M. NilloLPL Financial LLCJ.P. Morgan Securities LLC07-02-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Albert YousoufianCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Alec Bruce AbbottDFPG Investments, Inc.Allegis Investment Services, LLC$2502-28-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Alexa Marie BridgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-17-2019
Alexander SchamsAmeriprise Financial Services, Inc.Edward Jones02-01-2019
Alexandra Papazian TelaroWells Fargo Clearing Services, LLCMorgan Stanley08-29-2018
Ali Akbar HastaMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.01-10-2019
Ali MoallemU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC10-30-2018
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
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Showing 1 to 25 of 1,114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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