Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Robert PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-17-2019
Christopher Keith RicheySilvercrest Asset Management Group LLCNEOSHO CAPITAL LLC04-17-2019
Albert YousoufianCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Lizzette AyalaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-17-2019
James Dean KerseyJ.W. Cole Financial, Inc.G.F. Investment Services, LLC04-16-2019
Tiffany Jolene DugasVALIC Financial Advisors, Inc.Charles Schwab & Co., Inc.04-16-2019
Paolo O. QuirogaLPL Financial LLCEdward Jones04-16-2019
Perris Clayton KaufmanWestern International Securities, Inc.J.P. Morgan Securities LLC04-16-2019
Joseph Pierpont MorganCWM, LLCLPL Financial LLC04-15-2019
Neil Allen RichardsLincoln Financial Advisors CorporationWells Fargo Clearing Services, LLC04-15-2019
Yoil Sulieman AwabdehWells Fargo Clearing Services, LLCMorgan Stanley$5004-12-2019
David Milad SamaanFarmers Financial Solutions, LLCMML Investors Services, LLC04-12-2019
Glen Eric MonroeMonroe Wealth Management LLCFidelity Brokerage Services LLC04-11-2019
Kierstin Kay ErwinMML Investors Services, LLCAXA Advisors, LLC04-11-2019
Jennifer B. MatthewsMcNaughton Wealth Management, LLCAmeriprise Financial Services, Inc.04-10-2019
Joseph John FontePlanMember Securities CorporationUnited Planners' Financial Services of America A Limited Partner04-09-2019
Lilit BarsegyanMutual of Omaha Investor Services, Inc.Transamerica Financial Advisors, Inc04-09-2019
Douglas Robert GundermannUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$5004-08-2019
Barry Charles WindCUSO Financial Services, L.P.Cambridge Investment Research, Inc.04-08-2019
Alejandro BarriosWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-08-2019
Jingwei ZhangW&S Brokerage Services, Inc.Pruco Securities, LLC.04-08-2019
Scot Alan ShierMoney Concepts Capital CorpNext Financial Group, Inc.$5004-05-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Michelle T. NguyenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.04-05-2019
Raymond Dean MartinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00004-04-2019
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Showing 251 to 275 of 1,115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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