Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yuri KimWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-28-2019
Lyndsay Marie IsingLPL Financial LLCForesters Financial Services, Inc.05-28-2019
Bradley S Strong IIFidelity Brokerage Services LLCEdward Jones05-28-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
Hovsep Ohannes DermenjianPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5005-24-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-24-2019
David LungRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-24-2019
Michael Adam BornsteinSignature Resources Capital Management, LLCPark Avenue Securities LLC05-24-2019
John C CollinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Dalton Jeffrey ShoemakerCharles Schwab & Co., Inc.Edward Jones05-24-2019
Austin Heberger Gavin LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Austin Norris Heberger JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
German Tayag De SotoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
Charles R MannePackerland Brokerage Services, Inc.Nationwide Securities, LLC05-23-2019
Matthew Joseph ParkerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
Gustavo RodriguezIndependent Financial Group, LLCJ.P. Morgan Securities LLC05-23-2019
Manoj DasJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-23-2019
Nicole BilottoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMontcalm TCR LLC05-22-2019
Kevin NewhouseSecurities America, Inc.Morgan Stanley05-22-2019
Abigail Christine PhillipsHC Financial Advisors IncHoward Financial Services, Ltd.05-22-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Rasa PetrauskaiteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Jason Edward CampbellStrategic Wealth Advisors GroupUSA Financial Securities Corporation05-21-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.