Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jiaoling CaiJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC07-11-2019
Raymond Catipon AbracosaKestra Investment Services, LLCLPL Financial LLC$1,00007-11-2019
Patrick Francis VelascoKestra Investment Services, LLCLPL Financial LLC07-11-2019
Jose Ovidio Perez Jr.Kestra Investment Services, LLCLPL Financial LLC07-11-2019
Bryan Adam RentschlerPruco Securities, LLC.Edward Jones07-11-2019
Joseph Dale DavisonStrategic Wealth Advisors GroupLPL Financial LLC$5007-11-2019
Brett David HooverBlue Investment Partners LLCJ.P. Morgan Securities LLC07-11-2019
Jason Robert GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-11-2019
Tyler Wyatt TicenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-11-2019
Jon Carl FoxCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.$1,00007-10-2019
Jesse Babb Crumpler Jr.CUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Mark Edward HowellCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Douglas L RobertsonCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-10-2019
Jose MoralesLPL Financial LLCJ.P. Morgan Securities LLC07-10-2019
Troy Orland PastMoney Concepts Capital CorpEdward Jones07-10-2019
Russell Boyce AlbrightPolaris Greystone Financial Group, LLCAlbright Investment Management LLC07-10-2019
David M. OgdenGolden State Wealth Management, LLCOGDEN WEALTH MANAGEMENT & PLANNING SERVICES, LLC07-10-2019
Charles Antonio McCallKinetic Investment Management, Inc.TD Ameritrade, Inc.07-10-2019
He FuJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Ehssan Shahi Shahi SavandiCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Billy CurlMutual of Omaha Investor Services, Inc.Pruco Securities, LLC.07-09-2019
Rigoberto Antonio RuizNYLIFE Securities LLCEdward Jones07-09-2019
Donald J. Liffengren Jr.TD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.07-09-2019
Brandon Garcia LozaFUTU IncE*TRADE Securities LLC07-08-2019
Richard BoydAmeriprise Financial Services, LLCNYLIFE Securities LLC07-08-2019
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Showing 51 to 75 of 2,158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.