Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Joseph GarciaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2019
Craig Scott FeinCUSO Financial Services, L.P.Kinecta Wealth Management07-01-2019
Todd Gregory PamLPL Financial LLCDWS Distributors, Inc.07-01-2019
Thomas McDonaldPrincipal Securities, Inc.Farmers Financial Solutions, LLC07-01-2019
Timothy Joseph HaasLifePro Asset ManagementIntegrated Wealth Concepts LLC07-01-2019
Shanon Lorraine StillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-01-2019
Samira IzadpanahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-01-2019
Saeed DehghanyJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-28-2019
Frank Carl Story Jr.Wedbush Securities Inc.Stifel, Nicolaus & Company, Incorporated06-28-2019
Henry John Tallardy IIILPL Financial LLCFirst Allied Securities, Inc.06-28-2019
Gail Marie UrbanIndependent Financial Group, LLCEdward Jones06-28-2019
Steven M NetzelMadison Avenue Securities, LLCKalos Management$10006-28-2019
Rick O'NealMadison Avenue Securities, LLCClient One Securities LLC06-28-2019
Elizabeth StockwellIndependent Financial Group, LLCLPL Financial LLC06-27-2019
Nicholas Speedy SooPark Avenue Securities LLCW&S Brokerage Services, Inc.06-27-2019
Balamir TrunecSVL Investment ManagementLiberty Group, LLC$50006-27-2019
Jie YangMerrill Lynch, Pierce, Fenner & Smith IncorporatedIntegral Financial LLC06-27-2019
Alexander PettyUBS Financial Services Inc.Morgan Stanley06-27-2019
Robert James O'ConnorCUSO Financial Services, L.P.CUNA Brokerage Services, Inc.06-26-2019
Connor Mcgarry ReidCUSO Financial Services, L.P.Fidelity Personal and Workplace Advisors06-26-2019
Dillon Paul LeechCUSO Financial Services, L.P.Edward Jones06-26-2019
Edward Wayne ChartonLPL Financial LLCKestra Investment Services, LLC06-26-2019
Howard Joel FinkLPL Financial LLCKestra Investment Services, LLC$15006-26-2019
Khandan FarjadiFarmers Financial Solutions, LLCTransamerica Financial Advisors, Inc06-26-2019
Christopher DrakeReilly Financial AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.