Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elisa Marie OrdonaEvoke Financial Planning LLCVestnomics Wealth Management, LLC06-07-2019
Tyler Mark WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-07-2019
Thomas Milo MayMutual of Omaha Investor Services, Inc.MML Investors Services, LLC06-07-2019
Jason Eric LeftonEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Joseph John Wenrich IIDollars and ZenIvy Distributors, Inc.06-05-2019
Jeffrey Scott DoreEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Monika Hanssen MuggEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Peter Cherng Tsu ChangEvoke Wealth, LLCFirst Republic Securities Company, LLC06-05-2019
Gregory James SabalaJ.P. Morgan Securities LLCInternational Assets Advisory, LLC06-05-2019
Arynton Senna HardyHardy Capital Investments LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Bryan Gregory MolinarWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-05-2019
David Chih HouEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Mark Elliott SearEvoke Wealth, LLCFirst Republic Securities Company, LLC06-04-2019
Johnson Minh HoangLPL Financial LLCSummit Brokerage Services, Inc.$5006-03-2019
Mark Middleton O'BrienCommonwealth Financial NetworkThe Strategic Financial Alliance, Inc.$2506-03-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Joaquin Steve SerranoPrincipal Securities, Inc.PROGRESS WEALTH ADVISORS06-03-2019
Mark Stephen SauerAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Jay DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC06-03-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Xavier HorsfallU.S. Bancorp Investments, Inc.PFS Investments Inc.06-03-2019
Eric Lawrence KronvallTriad Advisors LLCPartnervest Advisory Services LLC$10005-31-2019
Eric R CortezSecurities America, Inc.Wells Fargo Advisors Financial Network, LLC$5005-31-2019
Michelle Lapid MarquezRaymond James & Associates, Inc.Cantella & Co., Inc.$5005-31-2019
Ian Michael JonesLPL Financial LLCWells Fargo Clearing Services, LLC$5005-31-2019
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Showing 101 to 125 of 1,114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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