Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Esper B. ElhelouU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-16-2019
Erin Ann Flemming McCloskeyCetera Financial Specialists LLCRoyal Alliance Associates, Inc.05-16-2019
Robert Aram AbadjianPlanMember Securities CorporationLincoln Investment$5005-15-2019
Joseph Henrie Mccann IIIAdvisory Group Equity Services Ltd.Sword Securities LLC05-15-2019
Jeffrey Scott MortensonLPL Financial LLCLincoln Financial Advisors Corporation$2505-14-2019
Dion Mitchell CollinsJames Curtis Financial and Insurance ServicesCOLLINS ADVISORY05-14-2019
Donald Craig RogersAllstate Financial Services, LLCOneAmerica Securities, Inc.05-14-2019
Matthew Glenn DavisSherwood Financial Partners, LLCCedarstone Advisors05-14-2019
Jayden Ha-Huynh ScaccoUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC05-14-2019
Anto Armani ShakelianMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.05-13-2019
Jaqueline BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC05-13-2019
Justin Thomas AdamsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-10-2019
John Daniel QuinnLPL Financial LLCAmeriprise Financial Services, Inc.05-10-2019
Julia A. Seydlitz FalchiMorgan StanleyE*TRADE Securities LLC05-10-2019
Kai-Yuan HuAmeriprise Financial Services, Inc.Cetera Investment Services LLC05-09-2019
Frederick Morgan Glasser Jr.Optas, LLCWells Fargo Clearing Services, LLC05-07-2019
Meghan Michelle RaileyOptas, LLCWells Fargo Clearing Services, LLC05-07-2019
Johni ChanUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Samuel Vasquez GaetaJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC05-07-2019
Wen CheEmerson Equity LLCIndependent Financial Group, LLC05-07-2019
Steven David LewisRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-06-2019
Michael Edward ChadwickPortsmouth Financial ServicesThe Putney Financial Group, Registered Investment Advisors$5005-06-2019
Christopher A. ClapinskiCUSO Financial Services, L.P.Raymond James & Associates, Inc.$2505-06-2019
Negin BanaeiUnionBanc Investment Services, LLCBancWest Investment Services, Inc.05-06-2019
Michael Jautyng YuMorgan StanleyJ.P. Morgan Securities LLC05-06-2019
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Showing 176 to 200 of 1,114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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