Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter UrrutiaWells Fargo Clearing Services, LLCPFS Investments Inc.05-06-2019
Matthew Edward RobersonArete Wealth Management, LLCLincoln Financial Advisors Corporation$2505-03-2019
Al Jermaine Doss-CarterPark Avenue Securities LLCMML Investors Services, LLC05-03-2019
Diana IshakJ.P. Morgan Securities LLCUnionBanc Investment Services, LLC05-03-2019
Lane Robert GoldsteinMorgan StanleyUBS Financial Services Inc.05-03-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Austin Robert MillikenTandem Asset Management, LLCCS Planning Corp05-02-2019
Michael Anthony BristowTandem Asset Management, LLCCS Planning Corp05-02-2019
Sharon Kaye JansmaPrincipal Securities, Inc.Farmers Financial Solutions, LLC05-02-2019
Christian ChaseyLPL Financial LLCWells Fargo Clearing Services, LLC05-02-2019
Danny ZelayaJ.P. Morgan Securities LLCLPL Financial LLC05-02-2019
Frank Catrena Vargas Jr.RBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00005-01-2019
Michal Bernice SlatePrivate Client Services, LLCCetera Investment Services LLC$15005-01-2019
Scott D. BurnsRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-01-2019
Bradley Wallington LewisLPL Financial LLCFSC Securities Corporation$2505-01-2019
Jonathan Adam StoftCUSO Financial Services, L.P.Johanson Financial Advisors, Inc.05-01-2019
Dawn Ardys PowersCambridge Investment Research, Inc.Cetera Financial Specialists LLC04-30-2019
Karl Patrik Orlowski1st Global Capital Corp.Triad Advisors LLC04-30-2019
Thomas James CarlsonLPL Financial LLCCetera Advisors LLC$2204-29-2019
Vinh Quang DoCetera Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC04-29-2019
Ian Michael TreacherWells Fargo Clearing Services, LLCMorgan Stanley04-29-2019
Lindsay Ann MartinezXennial Planning LLCGWFS Equities, Inc.04-29-2019
Sean M. O'BrienRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-26-2019
Gregory Francis LampSagePoint Financial, Inc.Morgan Stanley$5004-26-2019
Michael Thomas PetersenWoodbury Financial Services, Inc.Questar Capital Corporation$2504-26-2019
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Showing 201 to 225 of 1,114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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