Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hamza Hussain FarooqueeBancWest Investment Services, Inc.Raymond James & Associates, Inc.07-02-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Matthew Joseph ParkerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Sadia Afroz HasanBancWest Investment Services, Inc.UnionBanc Investment Services, LLC04-26-2019
Christian MasariegoBancWest Investment Services, Inc.Fidelity Personal and Workplace Advisors04-16-2019
Mathew David MillerBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-05-2019
Samuel V. MaplesBancWest Investment Services, Inc.J.P. Morgan Securities LLC04-01-2019
Ricardo Javier SantamariaBancWest Investment Services, Inc.Morgan Stanley03-07-2019
Batkhuu BatjargalBancWest Investment Services, Inc.Edward Jones02-14-2019
Hosung NaBancWest Investment Services, Inc.J.P. Morgan Securities LLC02-04-2019
Jared M. SkinnerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2018
Kwadwo Opoku AdutwumBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-06-2018
Amr ElgamalBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC10-18-2018
Veronica Gimena GiordanoBancWest Investment Services, Inc.J.P. Morgan Securities LLC09-20-2018
Tara Julie KimminsBancWest Investment Services, Inc.LPL Financial LLC09-05-2018
Robert Clifford GeweckeBancWest Investment Services, Inc.E*TRADE Securities LLC$2509-01-2018
Aria John KhaniBancWest Investment Services, Inc.Wells Fargo Clearing Services, LLC08-22-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.