Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary John BlumenthalCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-22-2019
Rana Jameel TomaCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC07-19-2019
Svetla Dimitrova Vavova-CliffordCharles Schwab & Co., Inc.American Century Investment Services Inc.07-15-2019
Mehul Amritlal KhivesaraCharles Schwab & Co., Inc.Waddell & Reed07-12-2019
Sze Wai KwokCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Steven Mark KrikacCharles Schwab & Co., Inc.Citigroup Global Markets Inc.06-17-2019
Jayalalitha RamamurthyCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC06-03-2019
Dalton Jeffrey ShoemakerCharles Schwab & Co., Inc.Edward Jones05-24-2019
John K. ReuterCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-20-2019
Michael Douglas InmanCharles Schwab & Co., Inc.AXA Advisors, LLC05-15-2019
Feroz SubedarCharles Schwab & Co., Inc.Ummah Investments LLC05-02-2019
Henrique Oliveira CataldiCharles Schwab & Co., Inc.Edward Jones04-08-2019
Neil John OkeeffeCharles Schwab & Co., Inc.BancWest Investment Services, Inc.04-05-2019
Grace A. OngCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Winnie GuoCharles Schwab & Co., Inc.Morgan Stanley03-27-2019
Courtney Jean RowleyCharles Schwab & Co., Inc.Edward Jones03-15-2019
Carrie E. AbbottCharles Schwab & Co., Inc.PIMCO Investments LLC02-28-2019
Nhan Thanh DangCharles Schwab & Co., Inc.J.P. Morgan Securities LLC01-23-2019
Jason David RoeskeCharles Schwab & Co., Inc.TD Ameritrade, Inc.01-10-2019
Jeffrey Alan DutmersCharles Schwab & Co., Inc.Edward Jones01-02-2019
Joshua Joel FloresCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC12-27-2018
Matthew John SchusterCharles Schwab & Co., Inc.Vanguard Marketing Corporation12-24-2018
Blake Griffin WilleyCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2018
Scott W. RiesenCharles Schwab & Co., Inc.TD Ameritrade, Inc.11-21-2018
Anthony David AdeliziCharles Schwab & Co., Inc.Fidelity Distributors Company LLC11-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.