Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marilyn Freed AllenIndependent Financial Group, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-22-2019
Celina Marie CoffmanIndependent Financial Group, LLCPark Avenue Securities LLC07-02-2019
Gail Marie UrbanIndependent Financial Group, LLCEdward Jones06-28-2019
Elizabeth StockwellIndependent Financial Group, LLCLPL Financial LLC06-27-2019
George DobbsIndependent Financial Group, LLCLPL Financial LLC$5006-14-2019
James Paul Wertz Jr.Independent Financial Group, LLCCambridge Investment Research, Inc.05-31-2019
Gustavo RodriguezIndependent Financial Group, LLCJ.P. Morgan Securities LLC05-23-2019
William Harvey BryantIndependent Financial Group, LLCLPL Financial LLC$5005-21-2019
Adam Blake BonnerIndependent Financial Group, LLCLPL Financial LLC05-21-2019
Francesco Natale RuggeriIndependent Financial Group, LLCTCFG Wealth Management, LLC$5005-17-2019
Austin ParkIndependent Financial Group, LLCUnionBanc Investment Services, LLC04-26-2019
Maggie Xie LauerIndependent Financial Group, LLCCabot Lodge Securities LLC03-25-2019
Joshua Eriksen HurdIndependent Financial Group, LLCCharles Schwab & Co., Inc.03-08-2019
Joel Earl ArcherIndependent Financial Group, LLCSummit Brokerage Services, Inc.$5001-16-2019
Mark John EnglundIndependent Financial Group, LLCSecurities America, Inc.01-11-2019
Charles Edwin TaylorIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$401-04-2019
John Lodge FarmerIndependent Financial Group, LLCRoyal Alliance Associates, Inc.$10001-04-2019
Martin Joseph Van LanenIndependent Financial Group, LLCIndependent Financial Group, LLC$5001-02-2019
Peter Francis StrattonIndependent Financial Group, LLCUnion Capital Company12-21-2018
William O. HindsIndependent Financial Group, LLCLPL Financial LLC11-08-2018
Michael Dean NakanoIndependent Financial Group, LLCUnited Planners' Financial Services of America A Limited Partner10-01-2018
Maria Cristina AlmeidaIndependent Financial Group, LLCJ.P. Morgan Securities LLC09-05-2018
Alexandra Wells O'NeillIndependent Financial Group, LLCRaymond James Financial Services, Inc.08-16-2018
Theodore LumIndependent Financial Group, LLCLPL Financial LLC$5008-03-2018
Franz Lim QuiambaoIndependent Financial Group, LLCNational Planning Corporation07-27-2018
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.