Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Zuleima Martinez-ZepedaPFS Investments Inc.Wells Fargo Clearing Services, LLC06-12-2019
Derek Eugene RidgewayPFS Investments Inc.PFS Investments Inc.06-11-2019
Jose M. GarciaPFS Investments Inc.PFS Investments Inc.04-11-2019
Christianna Angelle Ashley WoffordPFS Investments Inc.PFS Investments Inc.02-14-2019
Nicholas Joseph KrallPFS Investments Inc.PFS Investments Inc.02-13-2019
Rebecca BelouaPFS Investments Inc.PFS Investments Inc.02-05-2019
Joel Martin SousaPFS Investments Inc.PFS Investments Inc.01-28-2019
Jose PlascenciaPFS Investments Inc.PFS Investments Inc.01-23-2019
Craig Roy HensleyPFS Investments Inc.PFS Investments Inc.01-22-2019
Jasper Tayag LomodPFS Investments Inc.PFS Investments Inc.01-22-2019
Elisabeth GreimanPFS Investments Inc.PFS Investments Inc.01-17-2019
Lucius Hosea SaffordPFS Investments Inc.PFS Investments Inc.01-11-2019
David Daniel LopezPFS Investments Inc.PFS Investments Inc.01-10-2019
John Michael LomberePFS Investments Inc.PFS Investments Inc.01-08-2019
Harry Hugh HolmesPFS Investments Inc.Avantax Investment Services, Inc.01-03-2019
Ara H MouradianPFS Investments Inc.PFS Investments Inc.11-06-2018
Justin Carter ThomasPFS Investments Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-30-2018

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.