Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean DunbarPruco Securities, LLC.Edward Jones07-22-2019
Bryan Adam RentschlerPruco Securities, LLC.Edward Jones07-11-2019
Kenneth George McAuleyPruco Securities, LLC.First Republic Securities Company, LLC$15007-02-2019
Noemi M. PartidaPruco Securities, LLC.UnionBanc Investment Services, LLC06-21-2019
How Mee HuongPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
Scott Joseph BryantPruco Securities, LLC.TD Ameritrade, Inc.06-05-2019
Leah Irene PerriPruco Securities, LLC.NYLIFE Securities LLC04-24-2019
Edward Lamont ThomasPruco Securities, LLC.Waddell & Reed04-15-2019
Bryan Keith PeppersPruco Securities, LLC.FSC Securities Corporation$904-11-2019
Annette Denise AllenPruco Securities, LLC.Farmers Financial Solutions, LLC04-05-2019
Emil George LuckeyPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.04-03-2019
Ronald Lee JohnsonPruco Securities, LLC.First Command Financial Planning, Inc.03-21-2019
Thomas Anthony BalistreriPruco Securities, LLC.Principal Securities, Inc.03-07-2019
Joseph Jongsup HongPruco Securities, LLC.AXA Advisors, LLC02-14-2019
Jason PurvisPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-14-2019
Edward Lorenzo PolitePruco Securities, LLC.Ifs Securities02-06-2019
Laura Elizabeth AshePruco Securities, LLC.LPL Financial LLC$1002-01-2019
Jiajin JiPruco Securities, LLC.Principal Securities, Inc.02-01-2019
Asaph ElanPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Rita Marie Lacanfora-PotterPruco Securities, LLC.NYLIFE Securities LLC12-12-2018
Atsushi KurosawaPruco Securities, LLC.Park Avenue Securities LLC12-10-2018
Jahn Christopher CotyPruco Securities, LLC.LPL Financial LLC11-21-2018
Patricia Marie LamparellaPruco Securities, LLC.Park Avenue Securities LLC11-20-2018
Michael Robert DennisonPruco Securities, LLC.Principal Securities, Inc.$1011-09-2018
Gregory Birch GiddingsPruco Securities, LLC.ClearView Investment Partners, LLC10-22-2018
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.