Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark KatzWestern International Securities, Inc.Hilltop Securities Inc.$15007-03-2019
Timothy PodellWestern International Securities, Inc.Wedbush Securities Inc.06-19-2019
Kerry M. MoyWestern International Securities, Inc.Morgan Stanley06-03-2019
Perris Clayton KaufmanWestern International Securities, Inc.J.P. Morgan Securities LLC04-16-2019
Jacob Gideon WilliamsWestern International Securities, Inc.Charles Schwab & Co., Inc.03-22-2019
James Headen Barnhart Jr.Western International Securities, Inc.KMS Financial Services, Inc.02-20-2019
Ron M. AmirWestern International Securities, Inc.J.P. Morgan Securities LLC$15002-19-2019
Steven Barry SloanWestern International Securities, Inc.Bridge Advisory LLC02-15-2019
Walter Allan HuberWestern International Securities, Inc.D.A. Davidson & Co.$10001-11-2019
Kenneth David EversfieldWestern International Securities, Inc.D.A. Davidson & Co.$8701-11-2019
Noriko Hamaoka IkedaWestern International Securities, Inc.Raymond James Financial Services, Inc.12-19-2018
Patrick McGrath IIIWestern International Securities, Inc.Northeast Asset Management LLC12-05-2018
Peter Christian WieseWestern International Securities, Inc.Northeast Securities, Inc.$7611-21-2018
Michael John HenneWestern International Securities, Inc.Northeast Securities, LLC11-21-2018
Stephen Joseph PerroneWestern International Securities, Inc.Northeast Securities, Inc.$15011-19-2018
John Michael MateykoWestern International Securities, Inc.Northeast Securities, Inc.$5011-19-2018
Albert Vincent PetteWestern International Securities, Inc.Northeast Securities, LLC11-19-2018
James Vincent LarsonWestern International Securities, Inc.Northeast Securities, LLC$10011-19-2018
George Allen DavisWestern International Securities, Inc.Northeast Securities, Inc.$2511-18-2018
Gerard Robert BettsWestern International Securities, Inc.Northeast Securities, Inc.11-18-2018
Richard Bruce Cotter Sr.Western International Securities, Inc.Northeast Securities, Inc.$2511-16-2018
Hsien LinWestern International Securities, Inc.UBS Financial Services Inc.11-16-2018
William John McBride Jr.Western International Securities, Inc.J.P. Morgan Securities LLC$5009-04-2018
Lorraine C. CrawfordWestern International Securities, Inc.City National Securities, Inc.08-09-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.