Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie Kay TauriainenRaymond James Financial Services, Inc.Edward Jones$25008-22-2019
Jeffrey Alan HaleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Benjamin Andrew ClancyPruco Securities, LLC.Edward Jones08-22-2019
Andrew Anthony UccelliEmerson Equity LLCWestern International Securities, Inc.08-22-2019
Kevin Michael ThelenWoodbury Financial Services, Inc.BeYou Financial$10008-21-2019
Julia H LinFirst Heartland Capital, Inc.NYLIFE Securities LLC$10008-21-2019
Diane Terese WilsonComerica SecuritiesHSBC Securities (USA) Inc.$50008-21-2019
Donald Lee GorschWedbush Securities Inc.UBS Financial Services Inc.08-21-2019
Aaron D JacobyPlanMember Securities CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2019
Gerard Alonzo SingfieldThe Pacific GroupCulture Capital Partners, LLC08-21-2019
Jody Lee CinnamonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones08-21-2019
Ryan James SikorskyJ.P. Morgan Securities LLCAXA Advisors, LLC08-21-2019
Michael P. LaceySignature Resources Capital Management, LLCPark Avenue Securities LLC08-21-2019
Valli K. DoraiswamiWealtheon Advisors LLCJ.P. Morgan Securities LLC08-21-2019
Daniel Alexander YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-20-2019
Tyler Jeffrey SterkStratos Wealth Partners, LtdMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2019
Fred Baron LassarCUSO Financial Services, L.P.Invesco Distributors, Inc.08-20-2019
Christopher Joseph CalagnaCity National Securities, Inc.UnionBanc Investment Services, LLC08-20-2019
William KimMorgan StanleyJ.P. Morgan Securities LLC08-20-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$25008-19-2019
Garrett P MorganJ.P. Morgan Securities LLCEdward Jones08-19-2019
Annie Pei-Ying ChenMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-19-2019
Jorge MoraFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC08-19-2019
John TijerinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-19-2019
Arthur C. KangMerrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.08-19-2019
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Showing 1 to 25 of 1,861 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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