Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Terrence NewsomLPL Financial LLCMutual Securities, Inc.$25009-18-2019
Tate Thomas LaheyRaymond James Financial Services, Inc.Edward Jones09-18-2019
Mitchell Lawrence SandsEmerson Equity LLCMutual Advisors, LLC09-18-2019
Susan Evelyn CallantineMorgan StanleyBancWest Investment Services, Inc.09-18-2019
Jon Delmar PinckneyMiramontes Capital, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-17-2019
Margaret Melissa StephanEmpowerment Financial Guidance, LLCPrivate Advisor Group, LLC09-17-2019
William Tobias WeihmanEmpowerment Financial Guidance, LLCPrivate Advisor Group, LLC09-17-2019
Nicolas Alejandro BravoJ.P. Morgan Securities LLCEdward Jones09-17-2019
Darren J. CarisCaris Investment PartnersWestern Financial Corporation09-17-2019
Gregory Michael GeorgandasFarmers Financial Solutions, LLCPFS Investments Inc.09-17-2019
Christopher Eric LopezAllstate Financial Services, LLCFranklin/Templeton Distributors, Inc.09-17-2019
Scott Richard EbertAW SecuritiesBancWest Investment Services, Inc.09-17-2019
Yontin Y. TekaMorgan StanleyJ.P. Morgan Securities LLC09-17-2019
Timothy C. BurkhartLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-16-2019
Keith Eric KrauseCUSO Financial Services, L.P.MML Investors Services, LLC$10009-16-2019
Joseph Carlton Morse IILPL Financial LLCWells Fargo Advisors Financial Network, LLC$10009-16-2019
Joseph Carlton MorseLPL Financial LLCWells Fargo Advisors Financial Network, LLC$15009-16-2019
Marc Freeman ArnettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-16-2019
Clinton Wayne CooperPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC$50009-16-2019
Zachary Loren ZigmondNorthern Trust Securities, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-16-2019
Cesar E. FierroTD Ameritrade Investment Management, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-16-2019
John Francis PotterSorrento Pacific Financial, LLCMML Investors Services, LLC09-16-2019
Jason Michael SnowCooper Capital GroupNorthwestern Mutual Investment Services, LLC09-16-2019
Nicolas Robert DelyonLPL Financial LLCWells Fargo Advisors Financial Network, LLC09-16-2019
Yousef BittarWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-16-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.