Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Khwan HathaiJ.P. Morgan Securities LLCMorgan Stanley10-17-2019
Nicholas Ryan VillasenorUBS Financial Services Inc.Morgan Stanley$15010-11-2019
Gerald Daniel RamirezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$31010-11-2019
Thomas Wilson MurrayWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$15009-27-2019
Michael James MobleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25009-26-2019
Eric Vaughn GarrisonD.A. Davidson & Co.Morgan Stanley09-19-2019
Marc Freeman ArnettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-16-2019
Adrianne S. YamakiDavid A. Noyes & CompanyMorgan Stanley$50009-13-2019
Elizabeth Paige FowlerEdward JonesMorgan Stanley$50009-13-2019
Howard Andrew KreshekWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-13-2019
Aureliana Lopes MonteiroDavid A. Noyes & CompanyMorgan Stanley09-13-2019
Louis E. BarnesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-13-2019
Lauriann DelayRaymond James & Associates, Inc.Morgan Stanley$15009-12-2019
Joshua David LewensohnJ.P. Morgan Securities LLCMorgan Stanley09-10-2019
David Gene LuWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10009-06-2019
Stephanie Sue OlsonCambridge Investment Research, Inc.Morgan Stanley$10009-06-2019
Elizabeth SanchezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-06-2019
Carina Marie PorterfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$50009-05-2019
Lee Eric LevyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50008-30-2019
Ronald K. Witter Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$50008-29-2019
Nicholas Joseph EnzweilerLPL Financial LLCMorgan Stanley08-23-2019
Daniel Alexander YoungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-20-2019
Eric Siang WongPavion Blue Capital, LLCMorgan Stanley08-16-2019
James Martin OghigianPavion Blue Capital, LLCMorgan Stanley08-16-2019
Anthony John MaddelinaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10008-09-2019
Next Page »

Showing 1 to 25 of 100 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.