Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald B. Taylor Jr.Deutsche Bank Securities Inc.City National Securities, Inc.$10007-18-2019
Gary Burgess DunneRetirement Wealth Advisors, Inc.Regal Investment Advisors LLC07-18-2019
Tom Dinh NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2019
Richard KimJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2019
Adam Christopher MackenzieFidelity Brokerage Services LLCTD Ameritrade, Inc.$5007-17-2019
Donn Sandy LevineWoodbury Financial Services, Inc.Securian Financial Services, Inc.07-17-2019
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Joshua Joseph WeygandtGWFS Equities, Inc.LPL Financial LLC07-17-2019
Casey William SlemmonsAvalan, LLCGWFS Equities, Inc.07-17-2019
Adam Thomas TirapelleLaurel Wealth Advisors, Inc.Wells Fargo Clearing Services, LLC$2507-17-2019
James A. RawsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
John Patrick BoldenLPL Financial LLCFarmers Financial Solutions, LLC$1507-16-2019
Annette Denise AllenPrincipal Securities, Inc.Pruco Securities, LLC.07-16-2019
Jamar Daniel CokleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.07-16-2019
Kyle Gregory UtheMorgan StanleyUBS Financial Services Inc.07-16-2019
Albert T. NgHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC07-15-2019
Di WuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-15-2019
Svetla Dimitrova Vavova-CliffordCharles Schwab & Co., Inc.American Century Investment Services Inc.07-15-2019
Maria Esther UribeAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC07-15-2019
Dorian M. GradyDFPG Investments, LLCNationwide Investment Services Corporation07-15-2019
Sky Fuston ParkerPensionmark Securities, LLCUnited Planners' Financial Services of America A Limited Partner07-15-2019
Claude J BishopLincoln Financial Advisors CorporationKestra Investment Services, LLC07-15-2019
Jeffrey Dell RedfordRBC Capital Markets, LLCMorgan Stanley07-15-2019
Joshua Keith HarlanHighTower Advisors, LLCDELPHI PRIVATE ADVISORS07-15-2019
Eda J. VelazquezJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC07-12-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.