Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Kevin Joseph SchaeferWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
James Martin OghigianPavion Blue Capital, LLCMorgan Stanley08-16-2019
Eric Siang WongPavion Blue Capital, LLCMorgan Stanley08-16-2019
Kevin Joseph SchaeferWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Troy Keith PewittMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Jeffrey Robert LavinLPL Financial LLCIDS Marketing Corporation$5008-15-2019
Jeffrey Robert LavinLPL Financial LLCIDS Marketing Corporation$5008-15-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Juan Manuel VargasSecurities America, Inc.Woodbury Financial Services, Inc.08-13-2019
Virgilio Benedicto Cristobal Jr.SagePoint Financial, Inc.Lincoln Financial Advisors Corporation08-12-2019
Rick Joseph MilitelloIntegrated Advisors Network LLCRoyal Alliance Associates, Inc.08-02-2019
Anthony Wells ZapicoSecurities America Advisors, Inc.IC Advisory Services, Inc.08-02-2019
Sarah Noella SantanaRaymond James Financial Services Advisors, IncEdward Jones08-02-2019
Steven SchwaryStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$4008-01-2019
Samson Kamlong ChanLion Street Advisors, LLCAmeritas Investment Corp.08-01-2019
Michael Grant ThompsonSecurities America Advisors, Inc.1st Global Advisors Inc08-01-2019
Curtis Martin HillPortfolio Medics, LLCSecurities America, Inc.08-01-2019
Michael Lawrence MannEmerson Equity LLCAscendant Alternative Strategies, LLC08-01-2019
Allison Clago, Steven Loh, Peter LamNational SecuritiesWedbush Securities$9107-30-2019
Ross Bentley HansenEdward JonesPure Financial Advisors, Inc.07-30-2019
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Showing 1 to 25 of 200 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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