Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Grant ThompsonSecurities America Advisors, Inc.1st Global Advisors Inc08-01-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, Inc.$2508-19-2019
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.07-26-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, Inc.06-21-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, Inc.06-12-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, Inc.05-21-2019
Samson Kamlong ChanLion Street Advisors, LLCAmeritas Investment Corp.08-01-2019
Tyler William BrooksLPL Financial LLCAmeritas Investment Corp.06-10-2019
Erik ScheiGates Pass Advisors, LLCARIA Wealth Management07-03-2019
Michael Dale HoodHood Financial, LLCARS Investment Advisors, Inc.06-17-2019
Michael Lawrence MannEmerson Equity LLCAscendant Alternative Strategies, LLC08-01-2019
Virginia LeeJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2019
John Barnett ZarchenLPL Financial LLCBancWest Investment Services, Inc.06-21-2019
Jessica Laura WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-24-2019
Sandra Frampton LewandowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedBofA Securities, Inc.06-21-2019
James Paul Wertz Jr.Independent Financial Group, LLCCambridge Investment Research, Inc.05-31-2019
Evan Taejin ChungRaymond James Financial Services, Inc.Cantella & Co., Inc.07-17-2019
Michelle Lapid MarquezRaymond James & Associates, Inc.Cantella & Co., Inc.$5005-31-2019
Jason Lee Ray BettsRaymond James & Associates, Inc.Cantella & Co., Inc.05-31-2019
Richard Irving MatoffPlanMember Securities CorporationCetera Advisors LLC06-10-2019
Ryan Anthony DomenicoPariax Private Wealth ManagementCharles Schwab & Co., Inc.07-19-2019
Richard Lee BassettTD Ameritrade Investment Management, LLCCharles Schwab & Co., Inc.06-13-2019
Li HuangState Farm VP Management Corp.Citigroup Global Markets Inc.07-24-2019
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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