Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Grant ThompsonSecurities America, Inc.1st Global Capital Corp.$5008-01-2019
Matthew David BelfantiRSM US Wealth Management LLCAdvicePeriod, LLC05-20-2019
Russell Boyce AlbrightPolaris Greystone Financial Group, LLCAlbright Investment Management LLC07-10-2019
Robert William McGlinchyAllstate Financial Services, LLCAllstate Financial Services, LLC07-12-2019
How Mee HuongPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
Matthew Cole McConnellCharles Schwab & Co., Inc.American Century Investment Services Inc.08-08-2019
Svetla Dimitrova Vavova-CliffordCharles Schwab & Co., Inc.American Century Investment Services Inc.07-15-2019
Jeffrey Gordon PasternakLPL Financial LLCAmeriprise Financial Services, LLC$2508-19-2019
Jeffrey Robert LavinLPL Financial LLCAmeriprise Financial Services, LLC$5008-15-2019
Tyrone L. ChowCetera Advisor Networks LLCAmeriprise Financial Services, LLC07-31-2019
Stephen Glenn Krochmal Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5007-26-2019
Adam Lawrence KochWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-26-2019
Maria Esther UribeAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC07-15-2019
Eric Anthony NikssarianEP Wealth AdvisorsAmeriprise Financial Services, LLC06-25-2019
Jacob Keith ChandlerInspire Advisors, LLCAmeriprise Financial Services, LLC06-25-2019
Richard Herbert LinsdayLPL Financial LLCAmeriprise Financial Services, LLC06-21-2019
Michael Dennis ToomeyLPL Financial LLCAmeriprise Financial Services, LLC06-21-2019
Christopher Charles SouliosLPL Financial LLCAmeriprise Financial Services, LLC06-21-2019
Desiree Nicole WodickerMorgan StanleyAmeriprise Financial Services, LLC06-12-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, LLC05-21-2019
Scott Patrick KelleyLion Street Financial, LLCAmeritas Investment Company, LLC08-01-2019
Samson Kamlong ChanLion Street Financial, LLCAmeritas Investment Company, LLC$2508-01-2019
Andrew Michael NevinLion Street Financial, LLCAmeritas Investment Company, LLC$5008-01-2019
Elizabeth HusserlLion Street Financial, LLCAmeritas Investment Company, LLC08-01-2019
Tyler William BrooksLPL Financial LLCAmeritas Investment Company, LLC06-10-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.