Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Stephen SauerAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Richard Howard KoffAmeriprise Financial Services, Inc.MML Investors Services, LLC$7506-07-2019
David Warren LienAmeritas Investment Corp.Securian Financial Services, Inc.06-10-2019
Atisa PayvarpourArchvest Wealth Advisors, Inc.FundX Investment Group, LLC06-20-2019
Hamza Hussain FarooqueeBancWest Investment Services, Inc.Raymond James & Associates, Inc.07-02-2019
Khiet D. VoBancWest Investment Services, Inc.HSBC Securities (USA) Inc.06-10-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Brett David HooverBlue Investment Partners LLCJ.P. Morgan Securities LLC07-11-2019
Russell Edward IngledewBrokers International Financial Services, LLC.H. Beck, Inc.06-18-2019
Richard Michael PearsonCalton & Associates, Inc.Independent Financial Group, LLC$2507-08-2019
Brian Dale HeinsCapital Synergy PartnersSecurities Service Network, LLC06-11-2019
Alison Catherine McClureCetera Advisor Networks LLCJ.P. Morgan Securities LLC06-03-2019
Renata LanceCetera Financial Specialists LLCMorgan Stanley05-31-2019
Thomas H KimCetera Investment Services LLCInfinex Investments, Inc.07-25-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Quang L. NguyenCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-13-2019
Larry GaoCitigroup Global Markets Inc.Edward Jones06-19-2019
Melissa MarinCommonwealth Financial NetworkJohn Hancock Distributors LLC07-08-2019
Mark Middleton O'BrienCommonwealth Financial NetworkThe Strategic Financial Alliance, Inc.$2506-03-2019
James Walter NoackCommonwealth Financial NetworkMadison Avenue Securities, LLC05-31-2019
Steven Barry SloanCrown Capital Securities, L.P.Western International Securities, Inc.05-31-2019
Elias Moses HakimianCrystal Cove Asset ManagementLPL Financial LLC06-12-2019
Justin Timothy BaileyCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-19-2019
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Showing 1 to 25 of 201 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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