Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Beth PaviaAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Elizabeth Ariel WardAbacus Wealth PartnersWORKABLE WEALTH08-03-2019
Mark Stephen SauerAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Christian Fernando CarreonAll One Wealth, LLCNPB Financial Group, LLC06-03-2019
Roman GonzalezAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
Robert James CoyleAllstate Financial Services, LLCM. S. Howells & Co.$2508-13-2019
Robert William McGlinchyAllstate Financial Services, LLCAllstate Financial Services, LLC07-12-2019
Matthew Thomas OelschlagerAllstate Financial Services, LLCEquity Services, Inc.06-07-2019
Amy M. BertleAllworth Financial, L.P.Destiny Capital Securities Corporation07-30-2019
Cherie JonesAmeriprise Financial Services, LLCRoyal Alliance Associates, Inc.$1008-09-2019
Muriel Ann BlakeAmeriprise Financial Services, LLCGWN Securities Inc.$10007-24-2019
Maria Esther UribeAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC07-15-2019
Richard BoydAmeriprise Financial Services, LLCNYLIFE Securities LLC07-08-2019
Richard Howard KoffAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
Michael T. BarnettAmeriprise Financial Services, LLCMML Investors Services, LLC06-07-2019
German Tayag De SotoAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2019
David Warren LienAmeritas Investment Company, LLCSecurian Financial Services, Inc.06-10-2019
Atisa PayvarpourArchvest Wealth Advisors, Inc.FundX Investment Group, LLC06-20-2019
Casey William SlemmonsAvalan, LLCGWFS Equities, Inc.07-17-2019
Natascha Maria EdelmannAXA Advisors, LLCPruco Securities, LLC.08-08-2019
Ural Patrick ParksAXA Advisors, LLCThe Retirement Group, LLC08-02-2019
Steve Craig FelsenAXA Advisors, LLCTransamerica Financial Advisors, Inc08-01-2019
Kristin Ford StrothAXA Advisors, LLCEquity Services, Inc.07-25-2019
John Adam RadichAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC07-22-2019
Toren Joseph NorrisAXA Advisors, LLCAXA Advisors, LLC06-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.