Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arlene Lara DimitianKestra Investment Services, LLCForesters Financial Services, Inc.$2005-20-2019
Jennifer Anne JohnstonVALIC Financial Advisors, Inc.McClurg Capital Corporation$1005-20-2019
Anthony Charles LarosaPrivate Counsel Group, Ltd.J.J.B. Hilliard, W.L. Lyons, LLC05-20-2019
William Barrett KeeslingVerus Capital Partners, LLCPrincipal Securities, Inc.05-20-2019
Claudia Andreina HerreraKestra Investment Services, LLCForesters Financial Services, Inc.05-20-2019
William Harvey BryantIndependent Financial Group, LLCLPL Financial LLC$5005-21-2019
George Allen Yackey Jr.SCF Securities, Inc.Ameriprise Financial Services, Inc.05-21-2019
William HuLPL Financial LLCForesters Financial Services, Inc.05-21-2019
Robby William EngeldingerBancWest Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2019
Scott Allen Van EppsProcess Wealth, LLCStrategic Wealth Advisors Group05-22-2019
Michael David McQuilkinWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-22-2019
David Jacob BarraganU.S. Bancorp Investments, Inc.UnionBanc Investment Services, LLC05-22-2019
Austin Heberger, Gavin LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$35005-23-2019
Gavin Andrew LeeRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00005-23-2019
Austin Norris Heberger Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-23-2019
William Howard GombergWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-23-2019
Jodie Marie KesslerWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC05-23-2019
Charles R. MannePackerland Brokerage Services, Inc.Nationwide Securities, LLC05-23-2019
Gustavo RodriguezIndependent Financial Group, LLCJ.P. Morgan Securities LLC05-23-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-24-2019
Kenesha Marie BanfieldFirst Republic Securities Company, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11405-24-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Michael Anthony PepperMorgan StanleyWells Fargo Clearing Services, LLC05-24-2019
John C CollinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Frankie Y. TamHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$2505-28-2019
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Showing 1 to 25 of 207 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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